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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$95.5M
Cap. Flow %
5.44%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$29.3M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$21.2M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$16.2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$14.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$13.3M

Top Sells

Rank Stock Value
1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$16.5M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$5.46M

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
76
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$6.57M 0.37%
489,851
+24,400
+5% +$323K
DHG
77
DELISTED
Deutsche High Incm Opportunities
DHG
$6.52M 0.37%
499,065
– –
EDI
78
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.5M 0.37%
571,530
+29,456
+5% +$355K
MFIC icon
79
MidCap Financial Investment
MFIC
$804M
$6.43M 0.37%
+410,684
New +$7.03M
NPI
80
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$6.42M 0.37%
455,163
-85,658
-16% -$1.17M
ACV
81
Virtus Diversified Income & Convertible Fund
ACV
$282M
$6.35M 0.36%
349,853
+185,689
+113% +$3.38M
GDO
82
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$6.32M 0.36%
400,128
-22,544
-5% -$371K
INF
83
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.31M 0.36%
536,810
+362,490
+208% +$4.71M
JFR icon
84
Nuveen Floating Rate Income Fund
JFR
$1.25B
$6.11M 0.35%
596,621
-214,408
-26% -$2.13M
BGX
85
Blackstone Long-Short Credit Income Fund
BGX
$138M
$6.07M 0.35%
450,460
+70,426
+19% +$974K
IVH
86
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.06M 0.34%
489,311
+7,400
+2% +$96.7K
AIF
87
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.03M 0.34%
433,770
– –
NVG icon
88
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$6.02M 0.34%
415,581
+17,467
+4% +$245K
AGC
89
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$6.01M 0.34%
1,083,776
+171,129
+19% +$963K
MSD
90
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5.81M 0.33%
677,787
– –
MHY
91
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.74M 0.33%
1,269,846
+138,539
+12% +$630K
NHS
92
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.66M 0.32%
560,713
+13,039
+2% +$134K
SCD
93
LMP Capital and Income Fund
SCD
$358M
$5.61M 0.32%
453,657
+375,725
+482% +$4.74M
WIW
94
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5.56M 0.32%
540,457
– –
KMM
95
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.54M 0.32%
724,733
+120,588
+20% +$900K
EMO
96
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$5.53M 0.31%
87,239
-2,797
-3% -$205K
GHI
97
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$5.48M 0.31%
644,902
– –
EVF
98
Eaton Vance Senior Income Trust
EVF
$90.5M
$5.24M 0.3%
908,271
-29,509
-3% -$175K
HYB
99
DELISTED
New America High Income Fund, Inc.
HYB
$5.01M 0.29%
653,593
+18,800
+3% +$149K
FUND
100
Sprott Focus Trust
FUND
$307M
$4.98M 0.28%
858,017
+215,848
+34% +$1.31M
2 3
4
5 6

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Rivernorth Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Rivernorth Capital Management held 219 positions worth $1.76B, up 8% from $1.63B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management deployed $95.5M of net new capital in Q4 2015, opening 21 new positions and adding to 90 existing holdings. Its largest new stake was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 7.4% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was NEXPOINT CREDIT STRATEGIES FUND, an estimated $29.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2015 buy was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.
  • Rivernorth Capital Management added most to American Capital Ltd in Q4 2015, an estimated $29.3M increase.
  • Rivernorth Capital Management's biggest Q4 2015 reduction was NEXPOINT CREDIT STRATEGIES FUND, cutting an estimated $29.4M.
  • Rivernorth Capital Management fully exited Invesco Municipal Opportunity Trust in Q4 2015, selling an estimated $7.57M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.76B portfolio in Q4 2015.
  • Rivernorth Capital Management opened 21 new positions and closed 21 in Q4 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.