RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EVG
76
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$6.57M 0.37% 489,851 +24,400 +5% +$327K
DHG
77
DELISTED
Deutsche High Incm Opportunities
DHG
$6.52M 0.37% 499,065 – –
EDI
78
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.5M 0.37% 571,530 +29,456 +5% +$335K
MFIC icon
79
MidCap Financial Investment
MFIC
$1.23B
$6.43M 0.37% +1,232,051 New +$6.43M
NPI
80
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$6.42M 0.37% 455,163 -85,658 -16% -$1.21M
ACV
81
Virtus Diversified Income & Convertible Fund
ACV
$239M
$6.35M 0.36% 349,853 +185,689 +113% +$3.37M
GDO
82
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$6.32M 0.36% 400,128 -22,544 -5% -$356K
INF
83
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.31M 0.36% 536,810 +362,490 +208% +$4.26M
JFR icon
84
Nuveen Floating Rate Income Fund
JFR
$1.13B
$6.11M 0.35% 596,621 -214,408 -26% -$2.2M
BGX
85
Blackstone Long-Short Credit Income Fund
BGX
$159M
$6.07M 0.35% 450,460 +70,426 +19% +$949K
IVH
86
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.06M 0.34% 489,311 +7,400 +2% +$91.6K
AIF
87
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.03M 0.34% 433,770 – –
NVG icon
88
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$6.02M 0.34% 415,581 +17,467 +4% +$253K
AGC
89
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$6.02M 0.34% 1,083,776 +171,129 +19% +$950K
MSD
90
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$5.81M 0.33% 677,787 – –
MHY
91
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.74M 0.33% 1,269,846 +138,539 +12% +$626K
NHS
92
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$5.66M 0.32% 560,713 +13,039 +2% +$132K
SCD
93
LMP Capital and Income Fund
SCD
$273M
$5.61M 0.32% 453,657 +375,725 +482% +$4.65M
WIW
94
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$5.56M 0.32% 540,457 – –
KMM
95
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.54M 0.32% 724,733 +120,588 +20% +$921K
EMO
96
ClearBridge Energy Midstream Opportunity Fund
EMO
$886M
$5.53M 0.31% 436,195 -13,983 -3% -$177K
GHI
97
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$5.48M 0.31% 644,902 – –
EVF
98
Eaton Vance Senior Income Trust
EVF
$101M
$5.24M 0.3% 908,271 -29,509 -3% -$170K
HYB
99
DELISTED
New America High Income Fund, Inc.
HYB
$5.01M 0.29% 653,593 +18,800 +3% +$144K
FUND
100
Sprott Focus Trust
FUND
$244M
$4.98M 0.28% 858,017 +215,848 +34% +$1.25M
2 3
4
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