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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPI
76
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.11M 0.44%
540,821
– –
EDI
77
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.94M 0.43%
494,909
+17,960
+4% +$265K
AIF
78
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.84M 0.42%
433,619
+4,188
+1% +$68.5K
IVH
79
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.79M 0.42%
454,311
+31,066
+7% +$499K
GLV
80
Clough Global Dividend & Income Fund
GLV
$78.1M
$6.47M 0.4%
439,153
+126,449
+40% +$1.91M
EVG
81
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$6.19M 0.38%
446,713
+15,411
+4% +$223K
MSD
82
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$6.11M 0.38%
677,787
– –
WIW
83
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$6.05M 0.38%
540,457
– –
TYG
84
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$5.96M 0.37%
+40,372
New +$6.78M
BGX
85
Blackstone Long-Short Credit Income Fund
BGX
$138M
$5.86M 0.36%
378,034
– –
EVF
86
Eaton Vance Senior Income Trust
EVF
$90.5M
$5.82M 0.36%
937,780
+413,523
+79% +$2.68M
NAD icon
87
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$5.69M 0.35%
419,186
-176,520
-30% -$2.48M
DRA
88
DELISTED
Diversified Real Asset Income Fd
DRA
$5.69M 0.35%
324,572
-278,033
-46% -$5M
NHS
89
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.52M 0.34%
468,701
+145,831
+45% +$1.79M
NVG icon
90
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$5.4M 0.34%
398,114
– –
VGI
91
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$5.28M 0.33%
336,675
– –
EHI
92
Western Asset Global High Income Fund
EHI
$178M
$4.92M 0.31%
476,126
-54,451
-10% -$597K
AGC
93
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.88M 0.3%
760,667
+22,125
+3% +$150K
HYB
94
DELISTED
New America High Income Fund, Inc.
HYB
$4.76M 0.3%
542,668
+130,836
+32% +$1.19M
FUND
95
Sprott Focus Trust
FUND
$308M
$4.49M 0.28%
633,579
-9,182
-1% -$67.8K
BGH
96
Barings Global Short Duration High Yield Fund
BGH
$287M
$4.47M 0.28%
+224,176
New +$4.6M
SGL
97
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.4M 0.27%
531,762
– –
MHY
98
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$4.18M 0.26%
846,576
+130,006
+18% +$667K
NBD
99
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.14M 0.26%
210,615
– –
NXRT
100
NexPoint Residential Trust
NXRT
$652M
$4.13M 0.26%
+307,894
New +$4.44M
2 3
4
5 6

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.