RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPI
76
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.11M 0.44% 540,821 – –
EDI
77
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.94M 0.43% 494,909 +17,960 +4% +$252K
AIF
78
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.84M 0.42% 433,619 +4,188 +1% +$66K
IVH
79
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.79M 0.42% 454,311 +31,066 +7% +$464K
GLV
80
Clough Global Dividend & Income Fund
GLV
$72.2M
$6.47M 0.4% 438,714 +126,322 +40% +$1.86M
EVG
81
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$6.19M 0.38% 446,713 +15,411 +4% +$213K
MSD
82
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$6.11M 0.38% 677,787 – –
WIW
83
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$6.05M 0.38% 540,457 – –
TYG
84
Tortoise Energy Infrastructure Corp
TYG
$735M
$5.96M 0.37% +161,486 New +$5.96M
BGX
85
Blackstone Long-Short Credit Income Fund
BGX
$159M
$5.86M 0.36% 378,034 – –
EVF
86
Eaton Vance Senior Income Trust
EVF
$101M
$5.82M 0.36% 937,780 +413,523 +79% +$2.57M
NAD icon
87
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$5.69M 0.35% 419,186 -176,520 -30% -$2.4M
DRA
88
DELISTED
Diversified Real Asset Income Fd
DRA
$5.69M 0.35% 324,572 -278,033 -46% -$4.88M
NHS
89
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$5.52M 0.34% 468,701 +145,831 +45% +$1.72M
NVG icon
90
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.4M 0.34% 398,114 – –
VGI
91
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.28M 0.33% 336,675 – –
EHI
92
Western Asset Global High Income Fund
EHI
$201M
$4.92M 0.31% 476,126 -54,451 -10% -$563K
AGC
93
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.88M 0.3% 760,667 +22,125 +3% +$142K
HYB
94
DELISTED
New America High Income Fund, Inc.
HYB
$4.76M 0.3% 542,668 +130,836 +32% +$1.15M
FUND
95
Sprott Focus Trust
FUND
$244M
$4.49M 0.28% 633,579 – –
BGH
96
Barings Global Short Duration High Yield Fund
BGH
$328M
$4.47M 0.28% +224,176 New +$4.47M
SGL
97
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.4M 0.27% 531,762 – –
MHY
98
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$4.18M 0.26% 846,576 +130,006 +18% +$642K
NBD
99
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.15M 0.26% 210,615 – –
NXRT
100
NexPoint Residential Trust
NXRT
$875M
$4.14M 0.26% +307,894 New +$4.14M
2 3
4
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