RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$1.24B
Cap. Flow
-$28.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFL
76
PIMCO Income Strategy Fund
PFL
$382M
$5.33M 0.43%
432,170
-93,426
-18% -$1.15M
FUND
77
Sprott Focus Trust
FUND
$244M
$5.27M 0.42%
616,488
+2,000
+0.3% +$17.1K
EDI
78
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$5.26M 0.42%
260,968
+81,673
+46% +$1.65M
BDJ icon
79
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.59B
$5.12M 0.41%
610,188
+22,000
+4% +$185K
VTA
80
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.06M 0.41%
390,972
-39,767
-9% -$515K
SBW
81
DELISTED
Western Asset Worldwide Income
SBW
$5.06M 0.41%
384,932
-3,554
-0.9% -$46.7K
CEE
82
Central and Eastern Europe Fund
CEE
$103M
$4.65M 0.37%
158,676
– –
SGL
83
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.54M 0.37%
485,939
+164,506
+51% +$1.54M
NBD
84
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.54M 0.36%
210,715
-1,911
-0.9% -$41.1K
PML
85
PIMCO Municipal Income Fund II
PML
$479M
$4.51M 0.36%
376,955
-31,577
-8% -$377K
EVV
86
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$4.46M 0.36%
286,212
-198,511
-41% -$3.09M
BSP
87
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M 0.35%
501,624
+96,241
+24% +$845K
NRO
88
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$4.26M 0.34%
851,059
+286,648
+51% +$1.43M
NIQ
89
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$4.24M 0.34%
330,564
-46,503
-12% -$597K
EVG
90
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$4.24M 0.34%
276,388
+153,815
+125% +$2.36M
HYI
91
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$4.22M 0.34%
235,320
+94,024
+67% +$1.68M
LCM
92
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$4.19M 0.34%
406,531
-465
-0.1% -$4.79K
PIM
93
Putnam Master Intermediate Income Trust
PIM
$161M
$3.79M 0.3%
735,746
+11,040
+2% +$56.9K
EMD
94
Western Asset Emerging Markets Debt Fund
EMD
$596M
$3.75M 0.3%
203,852
-24,807
-11% -$456K
ACP
95
abrdn Income Credit Strategies Fund
ACP
$742M
$3.75M 0.3%
208,365
-97,622
-32% -$1.76M
IGR
96
CBRE Global Real Estate Income Fund
IGR
$700M
$3.68M 0.3%
404,028
+35,229
+10% +$321K
HTR
97
DELISTED
Brookfield Total Return Fund Inc
HTR
$3.68M 0.3%
146,144
-11,088
-7% -$279K
HYB
98
DELISTED
New America High Income Fund, Inc.
HYB
$3.59M 0.29%
357,492
+56,066
+19% +$563K
GLV
99
Clough Global Dividend & Income Fund
GLV
$71.9M
$3.56M 0.29%
229,827
+91,225
+66% +$1.41M
JGG
100
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$3.53M 0.28%
277,050
-1,421
-0.5% -$18.1K
2 3
4
5 6