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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFL
76
PIMCO Income Strategy Fund
PFL
$388M
$5.33M 0.43%
432,170
-93,426
-18% -$1.13M
FUND
77
Sprott Focus Trust
FUND
$308M
$5.27M 0.42%
625,423
+2,029
+0.3% +$16.2K
EDI
78
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$5.26M 0.42%
260,968
+81,673
+46% +$1.58M
BDJ icon
79
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$5.12M 0.41%
610,188
+22,000
+4% +$179K
VTA
80
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.06M 0.41%
390,972
-39,767
-9% -$514K
SBW
81
DELISTED
Western Asset Worldwide Income
SBW
$5.06M 0.41%
384,932
-3,554
-0.9% -$45.5K
CEE
82
Central and Eastern Europe Fund
CEE
$139M
$4.65M 0.37%
166,398
– –
SGL
83
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.54M 0.37%
485,939
+164,506
+51% +$1.52M
NBD
84
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.54M 0.36%
210,715
-1,911
-0.9% -$40.1K
PML
85
PIMCO Municipal Income Fund II
PML
$493M
$4.5M 0.36%
376,955
-31,577
-8% -$376K
EVV
86
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4.46M 0.36%
286,212
-198,511
-41% -$3.06M
BSP
87
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M 0.35%
501,624
+96,241
+24% +$826K
NRO
88
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$4.25M 0.34%
891,910
+300,407
+51% +$1.4M
NIQ
89
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$4.24M 0.34%
330,564
-46,503
-12% -$589K
EVG
90
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$4.24M 0.34%
276,388
+153,815
+125% +$2.34M
HYI
91
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$4.21M 0.34%
235,320
+94,024
+67% +$1.68M
LCM
92
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$4.19M 0.34%
406,531
-465
-0.1% -$4.7K
PIM
93
Franklin Master Intermediate Income Trust
PIM
$151M
$3.79M 0.3%
735,746
+11,040
+2% +$56.6K
EMD
94
Western Asset Emerging Markets Debt Fund
EMD
$616M
$3.75M 0.3%
203,852
-24,807
-11% -$448K
ACP
95
abrdn Income Credit Strategies Fund
ACP
$637M
$3.75M 0.3%
215,279
-100,861
-32% -$1.73M
IGR
96
CBRE Global Real Estate Income Fund
IGR
$713M
$3.68M 0.3%
404,028
+35,229
+10% +$307K
HTR
97
DELISTED
Brookfield Total Return Fund Inc
HTR
$3.68M 0.3%
146,144
-11,088
-7% -$273K
HYB
98
DELISTED
New America High Income Fund, Inc.
HYB
$3.59M 0.29%
357,492
+56,066
+19% +$556K
GLV
99
Clough Global Dividend & Income Fund
GLV
$78.1M
$3.56M 0.29%
230,057
+91,316
+66% +$1.39M
JGG
100
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$3.53M 0.28%
277,050
-1,421
-0.5% -$17.4K
2 3
4
5 6

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.