RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-2.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
-$55.5M
Cap. Flow %
-4.12%
Top 10 Hldgs %
30.02%
Holding
201
New
31
Increased
45
Reduced
55
Closed
20

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$12.3M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$8.35M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.51M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.21M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27M
2
USA icon
Liberty All-Star Equity Fund
USA
+$21.3M
3
PHK
PIMCO High Income Fund
PHK
+$17.7M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$16.6M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$16.1M

Sector Composition

1 Financials 1.92%
2 Technology 0.59%
3 Energy 0.4%
4 Industrials 0.34%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIX
51
Western Asset High Income Fund II
HIX
$392M
$7.93M 0.59%
1,208,520
+230,397
+24% +$1.51M
TY icon
52
TRI-Continental Corp
TY
$1.78B
$7.84M 0.58%
297,938
-7,012
-2% -$184K
CCT
53
DELISTED
Corporate Capital Trust, Inc.
CCT
$7.65M 0.57%
452,541
-984,075
-68% -$16.6M
JGH icon
54
Nuveen Global High Income Fund
JGH
$314M
$7.6M 0.56%
471,457
-200
-0% -$3.22K
ARCC icon
55
Ares Capital
ARCC
$15.8B
$7.55M 0.56%
475,494
-956,851
-67% -$15.2M
EAD
56
Allspring Income Opportunities Fund
EAD
$420M
$7.54M 0.56%
937,570
-31,395
-3% -$252K
PXH icon
57
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.64B
$7.23M 0.54%
307,565
– –
TYG
58
Tortoise Energy Infrastructure Corp
TYG
$733M
$7.12M 0.53%
71,211
+21,127
+42% +$2.11M
EVF
59
Eaton Vance Senior Income Trust
EVF
$101M
$6.73M 0.5%
988,898
-18,871
-2% -$129K
GLQ
60
Clough Global Equity Fund
GLQ
$141M
$6.72M 0.5%
510,760
-141,172
-22% -$1.86M
BTT icon
61
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$6.21M 0.46%
+291,413
New +$6.21M
BGB
62
Blackstone Strategic Credit 2027 Term Fund
BGB
$557M
$6.1M 0.45%
383,818
-120,137
-24% -$1.91M
MCR
63
MFS Charter Income Trust
MCR
$271M
$6.03M 0.45%
743,051
-41,753
-5% -$339K
NHS
64
Neuberger Berman High Yield Strategies Fund
NHS
$233M
$6.03M 0.45%
541,317
+20,000
+4% +$223K
MUI
65
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.03M 0.45%
459,578
+800
+0.2% +$10.5K
AVK
66
Advent Convertible and Income Fund
AVK
$558M
$6.02M 0.45%
409,854
-100,636
-20% -$1.48M
RMT
67
Royce Micro-Cap Trust
RMT
$548M
$5.86M 0.44%
625,809
-21,224
-3% -$199K
JEMD
68
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$5.71M 0.42%
634,898
+328,849
+107% +$2.96M
EGIF
69
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$5.66M 0.42%
376,871
+85,196
+29% +$1.28M
VEA icon
70
Vanguard FTSE Developed Markets ETF
VEA
$175B
$5.59M 0.42%
126,277
– –
NIQ
71
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$5.51M 0.41%
438,324
+46,152
+12% +$580K
KMM
72
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.47M 0.41%
623,179
+16,402
+3% +$144K
SPE.PRB
73
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.9M 0.36%
191,280
– –
FAX
74
abrdn Asia-Pacific Income Fund
FAX
$686M
$4.86M 0.36%
170,765
-4,362
-2% -$124K
ICB
75
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.65M 0.35%
246,874
+16,489
+7% +$311K
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