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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.71%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.44B
AUM Growth
-$91.6M
Cap. Flow
-$143M
Cap. Flow %
-9.9%
Top 10 Hldgs %
32.74%
Holding
179
New
28
Increased
39
Reduced
65
Closed
38

Top Buys

Rank Stock Value
1
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$63.8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
+$18.3M
3
RA
Brookfield Real Assets Income Fund
RA
+$16.3M
4
ARCC icon
Ares Capital
ARCC
+$13.6M
5
EHI
Western Asset Global High Income Fund
EHI
+$13.1M

Top Sells

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$43.3M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$37.1M
3
EMD
Western Asset Emerging Markets
EMD
+$28.2M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$17.8M
5
PPT
Franklin Premier Income Trust
PPT
+$12.9M

Sector Composition

Rank Sector Weight
1 Financials 4.03%
2 Technology 0.2%
3 Energy 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GARS
51
DELISTED
Garrison Capital Inc.
GARS
$8.98M 0.62%
918,538
+183,986
+25% +$1.78M
AGC
52
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$8.87M 0.62%
1,451,392
-384,324
-21% -$2.35M
MUI
53
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.35M 0.58%
603,195
+3,900
+0.7% +$54.1K
FAX
54
abrdn Asia-Pacific Income Fund
FAX
$600M
$8.3M 0.58%
277,141
-20,975
-7% -$610K
DHG
55
DELISTED
Deutsche High Incm Opportunities
DHG
$8.05M 0.56%
549,523
+82,994
+18% +$1.21M
ACV
56
Virtus Diversified Income & Convertible Fund
ACV
$282M
$7.97M 0.55%
392,394
+25,030
+7% +$496K
LGI
57
Lazard Global Total Return & Income Fund
LGI
$240M
$7.97M 0.55%
530,765
-72,996
-12% -$1.06M
MMT
58
Aberdeen Multi-Market Income Fund
MMT
$243M
$7.92M 0.55%
1,293,339
-715,252
-36% -$4.36M
RMT
59
Royce Micro-Cap Trust
RMT
$761M
$7.79M 0.54%
928,547
+105,435
+13% +$876K
VEA icon
60
Vanguard FTSE Developed Markets ETF
VEA
$236B
$7.67M 0.53%
195,120
-19,133
-9% -$733K
NRO
61
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$7.09M 0.49%
1,397,631
-835,240
-37% -$4.23M
MCR
62
DELISTED
MFS Charter Income Trust
MCR
$7.04M 0.49%
817,951
-203,403
-20% -$1.74M
AFB
63
AllianceBernstein National Municipal Income Fund
AFB
$317M
$6.55M 0.45%
489,304
-198,984
-29% -$2.66M
BLW icon
64
BlackRock Limited Duration Income Trust
BLW
$493M
$6.46M 0.45%
414,653
-40,687
-9% -$637K
AGD
65
abrdn Global Dynamic Dividend Fund
AGD
$320M
$6.41M 0.44%
656,854
+512,205
+354% +$4.84M
BHAC
66
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$6.36M 0.44%
+622,740
New +$6.37M
ZF
67
DELISTED
Virtus Total Return Fund Inc.
ZF
$6.15M 0.43%
552,761
-266,934
-33% -$2.95M
EVF
68
Eaton Vance Senior Income Trust
EVF
$90.5M
$6.09M 0.42%
897,820
-27,712
-3% -$189K
BGX
69
Blackstone Long-Short Credit Income Fund
BGX
$138M
$5.94M 0.41%
369,236
-96,752
-21% -$1.56M
NIE
70
Virtus Equity & Convertible Income Fund
NIE
$732M
$5.89M 0.41%
305,055
-110,922
-27% -$2.13M
WIA
71
Western Asset Inflation-Linked Income Fund
WIA
$186M
$5.88M 0.41%
511,001
+32,022
+7% +$365K
MSD
72
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5.86M 0.41%
627,542
– –
NHS
73
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.79M 0.4%
487,712
+16,300
+3% +$193K
LCM
74
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$5.69M 0.39%
673,955
-7,420
-1% -$63.2K
KMM
75
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.58M 0.39%
641,309
-92,681
-13% -$802K
1 2
3
4 5

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Rivernorth Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Rivernorth Capital Management held 179 positions worth $1.44B, down 6% from $1.53B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Rivernorth Capital Management withdrew a net $143M in Q1 2017, closing 38 positions and reducing 65 holdings. Its most notable exit was American Capital Ltd, an estimated $43.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 5% a quarter earlier, followed by Technology and Energy.

Against the trend, Rivernorth Capital Management opened a new position in Western Asset Emerging Markets Debt Fund worth $64.7M.

  • Rivernorth Capital Management's largest Q1 2017 buy was Western Asset Emerging Markets Debt Fund: 4,171,753 shares worth $64.7M.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q1 2017, an estimated $18.3M increase.
  • Rivernorth Capital Management's biggest Q1 2017 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $37.1M.
  • Rivernorth Capital Management fully exited American Capital Ltd in Q1 2017, selling an estimated $43.3M.
  • Rivernorth Capital Management's ten largest holdings make up 33% of its $1.44B portfolio in Q1 2017.
  • Rivernorth Capital Management opened 28 new positions and closed 38 in Q1 2017.
  • Rivernorth Capital Management's portfolio value fell 6% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q1 2017, filed 15 May 2017.