RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.31B
AUM Growth
+$1.31B
Cap. Flow
-$156M
Cap. Flow %
-11.93%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

1
ARCC icon
Ares Capital
ARCC
$18.6M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
$4.99M

Top Sells

1
ERC
Allspring Multi-Sector Income Fund
ERC
$17.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$15M
3
GLO
Clough Global Opportunities Fund
GLO
$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
$9.73M

Sector Composition

1 Financials 4.39%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADX icon
26
Adams Diversified Equity Fund
ADX
$2.6B
$14.5M 1.11%
1,013,686
-281,229
-22% -$4.02M
BIT icon
27
BlackRock Multi-Sector Income Trust
BIT
$580M
$14.1M 1.08%
778,502
-160,424
-17% -$2.91M
BRW
28
Saba Capital Income & Opportunities Fund
BRW
$351M
$13.7M 1.05%
2,549,841
+1,925,855
+309% +$10.4M
EDD
29
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$344M
$13.1M 1%
1,652,807
-245,544
-13% -$1.95M
ARDC
30
Are Dynamic Credit Allocation Fund
ARDC
$350M
$13M 0.99%
795,057
-67,794
-8% -$1.11M
HYI
31
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$12.4M 0.95%
814,688
-25,000
-3% -$382K
BGB
32
Blackstone Strategic Credit 2027 Term Fund
BGB
$557M
$12.3M 0.94%
773,372
-53,245
-6% -$848K
JLS icon
33
Nuveen Mortgage and Income Fund
JLS
$103M
$12.3M 0.94%
478,974
-20,276
-4% -$519K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
$11.9M 0.91%
291,859
-159,116
-35% -$6.5M
LCM
35
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$11.3M 0.86%
1,286,024
+612,069
+91% +$5.36M
NXDT
36
NexPoint Diversified Real Estate Trust
NXDT
$177M
$11.2M 0.86%
514,095
+105,497
+26% +$2.3M
AOD
37
abrdn Total Dynamic Dividend Fund
AOD
$959M
$10.5M 0.81%
1,210,750
+110,639
+10% +$961K
PRF icon
38
Invesco FTSE RAFI US 1000 ETF
PRF
$8.06B
$10.4M 0.8%
100,632
-54,863
-35% -$5.67M
TY icon
39
TRI-Continental Corp
TY
$1.74B
$10.3M 0.79%
423,202
-370,164
-47% -$9.01M
JGH icon
40
Nuveen Global High Income Fund
JGH
$314M
$9.83M 0.75%
582,784
+22,206
+4% +$375K
NFJ
41
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$9.52M 0.73%
726,655
-351,752
-33% -$4.61M
FUND
42
Sprott Focus Trust
FUND
$244M
$9.35M 0.72%
1,269,066
-67,054
-5% -$494K
MZF
43
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$9.09M 0.7%
658,527
+268,882
+69% +$3.71M
GAM
44
General American Investors Company
GAM
$1.4B
$9M 0.69%
261,955
-45,532
-15% -$1.56M
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$8.79M 0.67%
713,165
-24,300
-3% -$300K
MUI
46
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.47M 0.65%
603,195
– –
STEW
47
SRH Total Return Fund
STEW
$1.78B
$8.47M 0.65%
871,929
-279,251
-24% -$2.71M
DHG
48
DELISTED
Deutsche High Incm Opportunities
DHG
$8.45M 0.65%
567,923
+18,400
+3% +$274K
ZF
49
DELISTED
Virtus Total Return Fund Inc.
ZF
$8.07M 0.62%
659,493
+106,732
+19% +$1.31M
JMT
50
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$7.87M 0.6%
320,135
+182,100
+132% +$4.48M
1
2
3 4 5