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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.31B
AUM Growth
-$135M
Cap. Flow
-$154M
Cap. Flow %
-11.81%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$19.1M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
+$5.76M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$5.33M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
+$5.06M

Top Sells

Rank Stock Value
1
ERC
Allspring Multi-Sector Income Fund
ERC
+$17.4M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$15M
3
GLO
Clough Global Opportunities Fund
GLO
+$13M
4
RA
Brookfield Real Assets Income Fund
RA
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$9.55M

Sector Composition

Rank Sector Weight
1 Financials 5.18%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADX icon
26
Adams Diversified Equity Fund
ADX
$3.18B
$14.5M 1.11%
1,013,686
-281,229
-22% -$3.97M
BIT icon
27
BlackRock Multi-Sector Income Trust
BIT
$698M
$14.1M 1.08%
778,502
-160,424
-17% -$2.85M
BRW
28
Saba Capital Income & Opportunities Fund
BRW
$337M
$13.7M 1.05%
1,274,921
+962,928
+309% +$10.4M
EDD
29
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$377M
$13.1M 1%
1,652,807
-245,544
-13% -$1.96M
ARDC
30
Are Dynamic Credit Allocation Fund
ARDC
$298M
$13M 0.99%
795,057
-67,794
-8% -$1.1M
HYI
31
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$12.4M 0.95%
814,688
-25,000
-3% -$387K
BGB
32
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$12.3M 0.94%
773,372
-53,245
-6% -$858K
JLS icon
33
Nuveen Mortgage and Income Fund
JLS
$94.2M
$12.3M 0.94%
478,974
-20,276
-4% -$510K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$11.9M 0.91%
291,859
-159,116
-35% -$6.45M
LCM
35
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$11.3M 0.86%
1,286,024
+612,069
+91% +$5.33M
NXDT
36
NexPoint Diversified Real Estate Trust
NXDT
$244M
$11.2M 0.86%
514,095
+105,497
+26% +$2.35M
AOD
37
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$10.5M 0.81%
1,210,750
+110,639
+10% +$950K
PRF icon
38
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$10.4M 0.8%
503,160
-274,315
-35% -$5.64M
TY icon
39
TRI-Continental Corp
TY
$1.87B
$10.3M 0.79%
423,202
-370,164
-47% -$8.82M
JGH icon
40
Nuveen Global High Income Fund
JGH
$353M
$9.83M 0.75%
582,784
+22,206
+4% +$373K
NFJ
41
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$9.52M 0.73%
726,655
-351,752
-33% -$4.63M
FUND
42
Sprott Focus Trust
FUND
$298M
$9.35M 0.72%
1,269,066
-67,054
-5% -$503K
MZF
43
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$9.09M 0.7%
658,527
+268,882
+69% +$3.66M
GAM
44
General American Investors Company
GAM
$1.58B
$9M 0.69%
261,955
-45,532
-15% -$1.55M
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$7.42B
$8.79M 0.67%
713,165
-24,300
-3% -$306K
MUI
46
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.47M 0.65%
603,195
– –
STEW
47
SRH Total Return Fund
STEW
$1.8B
$8.47M 0.65%
871,929
-279,251
-24% -$2.64M
DHG
48
DELISTED
Deutsche High Incm Opportunities
DHG
$8.45M 0.65%
567,923
+18,400
+3% +$272K
ZF
49
DELISTED
Virtus Total Return Fund Inc.
ZF
$8.07M 0.62%
659,493
+106,732
+19% +$1.27M
JMT
50
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$7.87M 0.6%
320,135
+182,100
+132% +$4.38M
1
2
3 4 5

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Rivernorth Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Rivernorth Capital Management held 166 positions worth $1.31B, down 9.3% from $1.44B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Rivernorth Capital Management withdrew a net $154M in Q2 2017, closing 26 positions and reducing 63 holdings. Its most notable exit was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4% a quarter earlier, followed by Technology and Energy.

Against the trend, Rivernorth Capital Management opened a new position in Carlyle Secured Lending worth $5.68M.

  • Rivernorth Capital Management's largest Q2 2017 buy was Carlyle Secured Lending: 315,143 shares worth $5.68M.
  • Rivernorth Capital Management added most to Ares Capital in Q2 2017, an estimated $19.1M increase.
  • Rivernorth Capital Management's biggest Q2 2017 reduction was Allspring Multi-Sector Income Fund, cutting an estimated $17.4M.
  • Rivernorth Capital Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q2 2017, selling an estimated $15M.
  • Rivernorth Capital Management's ten largest holdings make up 33% of its $1.31B portfolio in Q2 2017.
  • Rivernorth Capital Management opened 25 new positions and closed 26 in Q2 2017.
  • Rivernorth Capital Management's portfolio value fell 9.3% quarter-over-quarter to $1.31B.

Based on Rivernorth Capital Management's 13F filing for Q2 2017, filed 14 Aug 2017.