RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
-$232M
Cap. Flow %
-16.82%
Top 10 Hldgs %
26.9%
Holding
161
New
12
Increased
41
Reduced
71
Closed
22

Top Buys

1
PPT
Putnam Premier Income Trust
PPT
$8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$7.63M
3
USA icon
Liberty All-Star Equity Fund
USA
$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.55M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$74.9M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M
3
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMD
26
DELISTED
Western Asset Emerging Markets
EMD
$16.8M 1.22%
1,455,884
+23,740
+2% +$273K
BWG
27
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$16M 1.16%
1,176,630
+165,863
+16% +$2.25M
HYT icon
28
BlackRock Corporate High Yield Fund
HYT
$1.48B
$15.9M 1.16%
1,471,606
-1,243,039
-46% -$13.4M
AVK
29
Advent Convertible and Income Fund
AVK
$551M
$15.9M 1.16%
1,121,213
+22,060
+2% +$313K
FSD
30
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$15.9M 1.16%
1,020,568
+48,349
+5% +$754K
GHY
31
PGIM Global High Yield Fund
GHY
$547M
$15.9M 1.15%
1,050,222
+37,697
+4% +$570K
ARDC
32
Are Dynamic Credit Allocation Fund
ARDC
$353M
$15.4M 1.12%
1,039,897
+79,248
+8% +$1.18M
TEI
33
Templeton Emerging Markets Income Fund
TEI
$294M
$13.7M 0.99%
1,244,514
-179,302
-13% -$1.97M
EDD
34
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$13.6M 0.99%
1,699,231
-273,550
-14% -$2.2M
BRW
35
Saba Capital Income & Opportunities Fund
BRW
$349M
$13.6M 0.99%
1,285,374
+259,468
+25% +$2.74M
FTF
36
Franklin Limited Duration Income Trust
FTF
$260M
$13.6M 0.98%
1,121,293
+96,032
+9% +$1.16M
BOI
37
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$13.4M 0.98%
894,979
+166,506
+23% +$2.5M
GAM
38
General American Investors Company
GAM
$1.41B
$12.4M 0.9%
378,646
– –
NRO
39
Neuberger Berman Real Estate Securities Income Fund
NRO
$208M
$12.1M 0.88%
2,223,515
-3,514
-0.2% -$19.1K
JLS icon
40
Nuveen Mortgage and Income Fund
JLS
$103M
$11.7M 0.85%
483,170
+8,239
+2% +$199K
BOE icon
41
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$11.4M 0.82%
926,778
+280,056
+43% +$3.43M
AGC
42
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$11M 0.8%
1,917,816
+328,010
+21% +$1.89M
MMT
43
MFS Multimarket Income Trust
MMT
$263M
$10.6M 0.77%
1,738,449
-596,966
-26% -$3.64M
ZF
44
DELISTED
Virtus Total Return Fund Inc.
ZF
$10.4M 0.75%
800,942
+74,361
+10% +$963K
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$10.2M 0.74%
737,465
– –
MCR
46
MFS Charter Income Trust
MCR
$268M
$10.1M 0.73%
1,163,436
-251,202
-18% -$2.17M
FAX
47
abrdn Asia-Pacific Income Fund
FAX
$678M
$9.8M 0.71%
318,918
-196,542
-38% -$6.04M
HYI
48
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$9.8M 0.71%
635,622
-32,690
-5% -$504K
EVG
49
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$9.62M 0.7%
701,694
-10,454
-1% -$143K
NXDT
50
NexPoint Diversified Real Estate Trust
NXDT
$180M
$9.46M 0.69%
425,650
-52,803
-11% -$1.17M
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