RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
-$144M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
72
Reduced
51
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VEA icon
26
Vanguard FTSE Developed Markets ETF
VEA
$169B
$17.3M 1.07%
482,753
– –
AOD
27
abrdn Total Dynamic Dividend Fund
AOD
$959M
$17.2M 1.06%
2,286,785
+355,820
+18% +$2.67M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$16.5M 1.02%
1,537,480
+40,500
+3% +$435K
GHY
29
PGIM Global High Yield Fund
GHY
$546M
$16M 0.98%
1,072,831
-257,323
-19% -$3.83M
EDD
30
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$344M
$15.5M 0.95%
2,030,564
– –
ERC
31
Allspring Multi-Sector Income Fund
ERC
$266M
$15.3M 0.94%
1,254,151
– –
PCEF icon
32
Invesco CEF Income Composite ETF
PCEF
$839M
$14.9M 0.92%
691,184
-43,883
-6% -$947K
GAM
33
General American Investors Company
GAM
$1.4B
$14.7M 0.91%
471,271
+64,900
+16% +$2.03M
TEI
34
Templeton Emerging Markets Income Fund
TEI
$290M
$14.4M 0.89%
1,404,001
-30,684
-2% -$315K
FSD
35
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$14.2M 0.87%
972,219
– –
OCSI
36
DELISTED
Oaktree Strategic Income Corporation
OCSI
$14M 0.86%
1,766,820
+75,201
+4% +$596K
MMT
37
MFS Multimarket Income Trust
MMT
$262M
$13.3M 0.82%
2,286,715
– –
EMD
38
Western Asset Emerging Markets Debt Fund
EMD
$597M
$13.3M 0.82%
913,437
+1,318
+0.1% +$19.1K
MCR
39
MFS Charter Income Trust
MCR
$268M
$13M 0.8%
1,597,805
– –
ARDC
40
Are Dynamic Credit Allocation Fund
ARDC
$350M
$11.8M 0.73%
885,182
+3,209
+0.4% +$42.9K
XLG icon
41
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$11.6M 0.71%
79,701
– –
NIE
42
Virtus Equity & Convertible Income Fund
NIE
$686M
$11.5M 0.71%
633,127
-57,943
-8% -$1.05M
ISD
43
PGIM High Yield Bond Fund
ISD
$484M
$11.3M 0.69%
732,360
-42,500
-5% -$654K
ZTR
44
Virtus Total Return Fund
ZTR
$347M
$11.2M 0.69%
933,759
+176,713
+23% +$2.12M
BOI
45
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$11M 0.68%
750,532
-24,682
-3% -$361K
HIO
46
Western Asset High Income Opportunity Fund
HIO
$374M
$10.8M 0.66%
2,295,027
-28,775
-1% -$135K
MVC
47
DELISTED
MVC Capital, Inc.
MVC
$10.5M 0.64%
1,404,351
+44,260
+3% +$330K
JGH icon
48
Nuveen Global High Income Fund
JGH
$314M
$10.3M 0.63%
740,790
-22,921
-3% -$318K
EMD
49
DELISTED
Western Asset Emerging Markets
EMD
$9.93M 0.61%
967,954
+900
+0.1% +$9.23K
JLS icon
50
Nuveen Mortgage and Income Fund
JLS
$103M
$9.91M 0.61%
440,708
-34,348
-7% -$772K
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