RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$950M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFN
26
PIMCO Income Strategy Fund II
PFN
$708M
$12.7M 1.34%
1,245,405
-101,586
-8% -$1.04M
GAM
27
General American Investors Company
GAM
$1.4B
$11.2M 1.18%
328,604
+3,000
+0.9% +$102K
PPT
28
Putnam Premier Income Trust
PPT
$354M
$11M 1.16%
2,093,256
+144,192
+7% +$758K
BWG
29
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$10.6M 1.11%
631,506
+13,187
+2% +$221K
XLG icon
30
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$10.5M 1.11%
89,963
– –
NPP
31
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$10.5M 1.1%
774,794
+394,443
+104% +$5.33M
NAD icon
32
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$9.44M 0.99%
724,406
+315,041
+77% +$4.1M
NID
33
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$9.22M 0.97%
803,027
+584,996
+268% +$6.72M
CEF icon
34
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$8.55M 0.9%
581,847
– –
GLQ
35
Clough Global Equity Fund
GLQ
$138M
$8.05M 0.85%
535,437
– –
EOI
36
Eaton Vance Enhanced Equity Income Fund
EOI
$874M
$7.95M 0.84%
659,336
-234,523
-26% -$2.83M
NIE
37
Virtus Equity & Convertible Income Fund
NIE
$686M
$7.76M 0.82%
417,817
+19,255
+5% +$358K
GDO
38
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
$7.25M 0.76%
407,622
+166,176
+69% +$2.96M
AIF
39
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$7.21M 0.76%
431,822
+129,730
+43% +$2.17M
ETW
40
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$971M
$7.2M 0.76%
634,890
-634,122
-50% -$7.19M
PFL
41
PIMCO Income Strategy Fund
PFL
$383M
$7M 0.74%
605,036
-47,284
-7% -$547K
GDV icon
42
Gabelli Dividend & Income Trust
GDV
$2.38B
$6.59M 0.69%
331,670
+31,712
+11% +$630K
DHG
43
DELISTED
Deutsche High Incm Opportunities
DHG
$6.58M 0.69%
464,860
+50,107
+12% +$709K
GDX icon
44
VanEck Gold Miners ETF
GDX
$19.6B
$6.58M 0.69%
262,817
+32,800
+14% +$821K
NPI
45
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$6.57M 0.69%
513,869
+169,104
+49% +$2.16M
JPS
46
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$6.32M 0.67%
774,512
+79,600
+11% +$650K
CHY
47
Calamos Convertible and High Income Fund
CHY
$868M
$6.12M 0.64%
488,052
+35,492
+8% +$445K
BTF
48
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$6.11M 0.64%
280,071
+3,700
+1% +$80.7K
WIW
49
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$6.09M 0.64%
525,157
– –
AGC
50
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$6.09M 0.64%
875,525
+35,767
+4% +$249K
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