RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPF
276
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.18B
– –
-58,023
Closed -$1.37M
GDL
277
GDL Fund
GDL
$96.5M
– –
-81,782
Closed -$761K
GDV icon
278
Gabelli Dividend & Income Trust
GDV
$2.4B
– –
-84,837
Closed -$1.86M
GDYN icon
279
Grid Dynamics Holdings
GDYN
$642M
– –
-99,997
Closed -$1.09M
GLO
280
Clough Global Opportunities Fund
GLO
$242M
– –
-1,217,947
Closed -$11.5M
HYMC icon
281
Hycroft Mining Holding Corp
HYMC
$250M
– –
-20,000
Closed -$2.07M
IGIC icon
282
International General Insurance
IGIC
$1.04B
– –
-125,000
Closed -$1.31M
LGI
283
Lazard Global Total Return & Income Fund
LGI
$228M
– –
-56,916
Closed -$942K
MAV
284
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-577,458
Closed -$6.24M
MHI
285
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-62,125
Closed -$750K
MSD
286
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
– –
-234,044
Closed -$2.27M
MXE
287
Mexico Equity and Income Fund
MXE
$51.3M
– –
-250,521
Closed -$2.91M
NCV
288
Virtus Convertible & Income Fund
NCV
$341M
– –
-91,629
Closed -$2.11M
NCZ
289
Virtus Convertible & Income Fund II
NCZ
$262M
– –
-54,758
Closed -$1.12M
NML
290
Neuberger Berman Energy Infrastructure and Income Fund
NML
$492M
– –
-110,170
Closed -$745K
PMM
291
Putnam Managed Municipal Income
PMM
$261M
– –
-337,932
Closed -$2.7M
PRF icon
292
Invesco FTSE RAFI US 1000 ETF
PRF
$8.18B
– –
-211,000
Closed -$5.35M
BCIC
293
BCP Investment Corporation Common Stock
BCIC
$159M
– –
-14,813
Closed -$314K
RA
294
Brookfield Real Assets Income Fund
RA
$740M
– –
-75,103
Closed -$1.6M
SPY icon
295
SPDR S&P 500 ETF Trust
SPY
$670B
– –
-16,000
Closed -$5.15M
TEAF
296
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
– –
-19,399
Closed -$318K
TYG
297
Tortoise Energy Infrastructure Corp
TYG
$731M
– –
-63,121
Closed -$4.53M
UTF icon
298
Cohen & Steers Infrastructure Fund
UTF
$2.48B
– –
-374,909
Closed -$9.82M
VEA icon
299
Vanguard FTSE Developed Markets ETF
VEA
$174B
– –
-33,904
Closed -$1.49M
XFLT
300
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$430M
– –
-199,781
Closed -$1.62M
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