RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$432M
AUM Growth
-$26.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
225
New
Increased
Reduced
Closed

Top Buys

1
+$3.1M
2
+$2.11M
3
+$499K
4
CPRI icon
Capri Holdings
CPRI
+$365K
5
EXPE icon
Expedia Group
EXPE
+$325K

Top Sells

1
+$3.18M
2
+$938K
3
+$897K
4
BABA icon
Alibaba
BABA
+$888K
5
AVGO icon
Broadcom
AVGO
+$762K

Sector Composition

1 Technology 23.18%
2 Healthcare 20.03%
3 Financials 12.13%
4 Communication Services 11.83%
5 Consumer Staples 8.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$221K 0.05%
3,000
202
$215K 0.05%
3,534
203
$212K 0.05%
5,100
204
$208K 0.05%
1,260
205
$206K 0.05%
1,300
206
$132K 0.03%
16,000
207
$104K 0.02%
3,688
-141
208
$94K 0.02%
10,477
209
$94K 0.02%
20,922
-4,078
210
$54K 0.01%
+10,000
211
– –
-25,600
212
– –
-7,365
213
– –
-260
214
– –
-9,490
215
– –
-10,000
216
– –
-2,449
217
– –
-6,720
218
– –
-3,100
219
– –
-1,889
220
– –
-11,118
221
– –
-1,899
222
– –
-10,581
223
– –
-3,475
224
– –
-13,000
5 6 7 8
9