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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
201
Zimmer Biomet
ZBH
$18.7B
$229K 0.05%
1,854
– –
GAP
202
The Gap Inc
GAP
$7.74B
$229K 0.05%
+13,000
New +$272K
DGRO icon
203
iShares Core Dividend Growth ETF
DGRO
$43.7B
$226K 0.05%
4,072
-19,285
-83% -$1.03M
Z icon
204
Zillow
Z
$7.59B
$222K 0.05%
3,475
-1,400
-29% -$101K
ADI icon
205
Analog Devices
ADI
$187B
$221K 0.05%
1,260
– –
SBUX icon
206
Starbucks
SBUX
$119B
$221K 0.05%
1,889
– –
EQIX icon
207
Equinix
EQIX
$103B
$220K 0.05%
260
– –
WM icon
208
Waste Management
WM
$90.6B
$217K 0.05%
+1,300
New +$209K
OTIS icon
209
Otis Worldwide
OTIS
$27.7B
$213K 0.05%
2,449
– –
SCHB icon
210
Schwab US Broad Market ETF
SCHB
$44.8B
$209K 0.05%
+11,118
New +$205K
ET icon
211
Energy Transfer Partners
ET
$70.9B
$207K 0.05%
25,168
– –
PPL
212
PPL Corp
PPL
$26.3B
$202K 0.04%
+6,720
New +$194K
LMT icon
213
Lockheed Martin
LMT
$139B
$201K 0.04%
+565
New +$195K
VMEO
214
DELISTED
Vimeo
VMEO
$190K 0.04%
10,581
-1,208
-10% -$29.4K
PSTX
215
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$170K 0.04%
25,000
– –
NLY icon
216
Annaly Capital Management
NLY
$17.3B
$120K 0.03%
3,829
-239
-6% -$8.03K
COTY icon
217
Coty
COTY
$2.51B
$110K 0.02%
10,477
– –
SMM
218
DELISTED
Salient Midstream & MLP Fund
SMM
$108K 0.02%
16,000
– –
KGC icon
219
Kinross Gold
KGC
$32.5B
$58K 0.01%
10,000
-10,000
-50% -$59.8K
CHWY icon
220
Chewy
CHWY
$9.25B
– –
-3,468
Closed -$236K
CSIQ icon
221
Canadian Solar
CSIQ
$1.06B
– –
-7,800
Closed -$270K
LUV icon
222
Southwest Airlines
LUV
$22B
– –
-3,990
Closed -$205K
LMRK
223
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-15,110
Closed -$247K
HRC
224
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-1,700
Closed -$255K
5 6 7 8
9

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YWP
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BC
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MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.