RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
225
New
Increased
Reduced
Closed

Top Buys

1
+$1.61M
2
+$830K
3
+$634K
4
CLF icon
Cleveland-Cliffs
CLF
+$557K
5
AMZN icon
Amazon
AMZN
+$490K

Top Sells

1
+$1.07M
2
+$963K
3
+$847K
4
BF.B icon
Brown-Forman Class B
BF.B
+$793K
5
VALE icon
Vale
VALE
+$523K

Sector Composition

1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$229K 0.05%
1,854
202
$229K 0.05%
+13,000
203
$226K 0.05%
4,072
-19,285
204
$222K 0.05%
3,475
-1,400
205
$221K 0.05%
1,260
206
$221K 0.05%
1,889
207
$220K 0.05%
260
208
$217K 0.05%
+1,300
209
$213K 0.05%
2,449
210
$209K 0.05%
+11,118
211
$207K 0.05%
25,168
212
$202K 0.04%
+6,720
213
$201K 0.04%
+565
214
$190K 0.04%
10,581
-1,208
215
$170K 0.04%
25,000
216
$120K 0.03%
3,829
-239
217
$110K 0.02%
10,477
218
$108K 0.02%
16,000
219
$58K 0.01%
10,000
-10,000
220
– –
-3,468
221
– –
-7,800
222
– –
-3,990
223
– –
-15,110
224
– –
-1,700
5 6 7 8
9