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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
201
NVIDIA
NVDA
$5.32T
$228K 0.05%
11,010
+50
+0.5% +$1.04K
MAA icon
202
Mid-America Apartment Communities
MAA
$15.4B
$215K 0.05%
1,150
-150
-12% -$28.1K
ADI icon
203
Analog Devices
ADI
$192B
$211K 0.05%
+1,260
New +$211K
REG icon
204
Regency Centers
REG
$13.9B
$209K 0.05%
+3,100
New +$205K
SBUX icon
205
Starbucks
SBUX
$121B
$208K 0.05%
1,889
-25
-1% -$2.93K
HUN icon
206
Huntsman Corp
HUN
$1.84B
$207K 0.05%
+7,000
New +$184K
EQIX icon
207
Equinix
EQIX
$103B
$205K 0.05%
260
– –
LUV icon
208
Southwest Airlines
LUV
$22.2B
$205K 0.05%
+3,990
New +$202K
OTIS icon
209
Otis Worldwide
OTIS
$27.7B
$202K 0.05%
2,449
– –
PSTX
210
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$182K 0.04%
25,000
– –
NLY icon
211
Annaly Capital Management
NLY
$17.3B
$137K 0.03%
4,068
-300
-7% -$10.3K
KGC icon
212
Kinross Gold
KGC
$32.4B
$107K 0.03%
20,000
-1,000
-5% -$5.99K
SMM
213
DELISTED
Salient Midstream & MLP Fund
SMM
$102K 0.02%
16,000
– –
COTY icon
214
Coty
COTY
$2.52B
$82K 0.02%
10,477
– –
GE icon
215
GE Aerospace
GE
$385B
– –
-2,596
Closed -$174K
GILD icon
216
Gilead Sciences
GILD
$167B
– –
-5,899
Closed -$406K
PPL
217
PPL Corp
PPL
$26.4B
– –
-26,485
Closed -$741K
TDF
218
Templeton Dragon Fund
TDF
$276M
– –
-8,500
Closed -$202K
TRUP icon
219
Trupanion
TRUP
$1.31B
– –
-2,159
Closed -$249K
MXIM
220
DELISTED
Maxim Integrated Products
MXIM
– –
-2,000
Closed -$211K
5 6 7 8
9

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MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.