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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$36.6M
Cap. Flow
+$16.5M
Cap. Flow %
4.17%
Top 10 Hldgs %
35.47%
Holding
210
New
16
Increased
63
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$9.07M
2
CVS icon
CVS Health
CVS
+$1.16M
3
VALE icon
Vale
VALE
+$939K
4
AMZN icon
Amazon
AMZN
+$878K
5
XYZ
Block Inc
XYZ
+$807K

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$1.08M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$838K
3
ANIP icon
ANI Pharmaceuticals
ANIP
+$589K
4
T icon
AT&T
T
+$556K
5
AAPL icon
Apple
AAPL
+$384K

Sector Composition

Rank Sector Weight
1 Technology 21.95%
2 Healthcare 18.53%
3 Communication Services 14%
4 Financials 12.9%
5 Consumer Staples 9.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
201
BGC Group
BGC
$4.86B
$97K 0.02%
20,000
-20,000
-50% -$85.1K
COTY icon
202
Coty
COTY
$2.51B
$94K 0.02%
10,477
– –
SMM
203
DELISTED
Salient Midstream & MLP Fund
SMM
$82K 0.02%
16,000
-30,000
-65% -$148K
KGC icon
204
Kinross Gold
KGC
$32.5B
$73K 0.02%
11,000
– –
ANIP icon
205
ANI Pharmaceuticals
ANIP
$1.74B
– –
-20,280
Closed -$589K
EQX icon
206
Equinox Gold
EQX
$13.5B
– –
-10,000
Closed -$103K
JKS
207
JinkoSolar
JKS
$886M
– –
-3,250
Closed -$201K
NTR icon
208
Nutrien
NTR
$31.6B
– –
-4,400
Closed -$212K
SCHW
209
Charles Schwab
SCHW
$187B
– –
-4,175
Closed -$221K
BMY.RT
210
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-21,188
Closed -$15K
5 6 7 8
9

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Regent Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Regent Investment Management held 210 positions worth $397M, up 10% from $361M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management deployed $16.5M of net new capital in Q1 2021, opening 16 new positions and adding to 63 existing holdings. Its largest new stake was Vale: 53,800 shares worth $935K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Match Group, an estimated $1.08M trimmed.

  • Regent Investment Management's largest Q1 2021 buy was Vale: 53,800 shares worth $935K.
  • Regent Investment Management added most to Brown-Forman Class B in Q1 2021, an estimated $9.07M increase.
  • Regent Investment Management's biggest Q1 2021 reduction was Match Group, cutting an estimated $1.08M.
  • Regent Investment Management fully exited ANI Pharmaceuticals in Q1 2021, selling an estimated $589K.
  • Regent Investment Management's ten largest holdings make up 35% of its $397M portfolio in Q1 2021.
  • Regent Investment Management opened 16 new positions and closed 6 in Q1 2021.
  • Regent Investment Management's portfolio value rose 10% quarter-over-quarter to $397M.

Based on Regent Investment Management's 13F filing for Q1 2021, filed 20 Apr 2021.