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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
201
DELISTED
Paramount Global Class B
PARA
– –
-5,582
Closed -$234K
RCL icon
202
Royal Caribbean
RCL
$82.1B
– –
-23,793
Closed -$3.18M
SHW icon
203
Sherwin-Williams
SHW
$88.5B
– –
-1,227
Closed -$239K
SLB icon
204
SLB Ltd
SLB
$79.7B
– –
-6,986
Closed -$281K
VICI icon
205
VICI Properties
VICI
$28.6B
– –
-12,100
Closed -$309K
VRTX icon
206
Vertex Pharmaceuticals
VRTX
$134B
– –
-950
Closed -$208K
WM icon
207
Waste Management
WM
$90.7B
– –
-2,200
Closed -$251K
WY icon
208
Weyerhaeuser
WY
$18B
– –
-9,400
Closed -$284K
ZBH icon
209
Zimmer Biomet
ZBH
$18.5B
– –
-1,854
Closed -$269K
HRC
210
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-1,800
Closed -$204K
PRSP
211
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-11,725
Closed -$310K
RTN
212
DELISTED
Raytheon Company
RTN
– –
-1,000
Closed -$220K
5 6 7 8
9

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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.