RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
+$22M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
218
New
Increased
Reduced
Closed

Top Buys

1
+$3.55M
2
+$1.94M
3
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

1
+$4.22M
2
+$1.18M
3
+$758K
4
CCL icon
Carnival Corp
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$202K 0.06%
+7,260
202
$167K 0.05%
2,998
+11
203
$164K 0.05%
14,627
+1,705
204
$142K 0.04%
+16,000
205
$141K 0.04%
16,765
+6,000
206
$107K 0.03%
+35,628
207
$18K 0.01%
20,000
208
$8K ﹤0.01%
557
209
– –
-6,340
210
– –
-7,345
211
– –
-2,012
212
– –
-7,841
213
– –
-1,222
214
– –
-42,473
215
– –
-11,994
216
– –
-11,024
5 6 7 8
9