We are live on
!
Find out more
RIM
Regent Investment Management Portfolio holdings
AUM
$373M
1-Year Est. Return
10.22%
This Fund
S&P 500
This Quarter
Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
(+7.2%)
Cap. Flow
-$8.37M
Cap. Flow
% of AUM
-2.56%
Top 10 Holdings %
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$3.55M |
| 2 |
Qualcomm
QCOM
|
+$1.94M |
| 3 |
Expedia Group
EXPE
|
+$1.59M |
| 4 |
iShares MSCI Brazil ETF
EWZ
|
+$638K |
| 5 |
iShares Russell 2000 Growth ETF
IWO
|
+$636K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$4.22M |
| 2 |
Booking.com
BKNG
|
+$1.18M |
| 3 |
iShares Russell 2000 Value ETF
IWN
|
+$758K |
| 4 |
Carnival Corporation Ltd
CCL
|
+$719K |
| 5 |
Apple
AAPL
|
+$711K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.46% |
| 2 | Healthcare | 18.26% |
| 3 | Financials | 15.92% |
| 4 | Communication Services | 12.59% |
| 5 | Consumer Discretionary | 11.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Tesla
TSLA
$1.3T
| $202K | 0.06% |
+7,260
| New | +$157K |
|
202
GE Aerospace
GE
$384B
| $167K | 0.05% |
2,998
+11
| +0.4% | +$568 |
|
203
Coty
COTY
$2.48B
| $164K | 0.05% |
14,627
+1,705
| +13% | +$19.4K |
|
|
GMLP
204
DELISTED
Golar LNG Partners LP
GMLP
| $142K | 0.04% |
+16,000
| New | +$152K |
|
205
Cleveland-Cliffs
CLF
$6.99B
| $141K | 0.04% |
16,765
+6,000
| +56% | +$46.1K |
|
|
BMY.RT
206
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $107K | 0.03% |
+35,628
| New | +$92.6K |
|
207
Lineage Cell Therapeutics
LCTX
$278M
| $18K | 0.01% |
20,000
| – | – |
|
208
Cineverse
CNVS
$65.6M
| $8K | ﹤0.01% |
557
| – | – |
|
209
American Airlines Group
AAL
$10.6B
| – | – |
-11,994
| Closed | -$323K |
|
|
COOP
210
DELISTED
Mr. Cooper
COOP
| – | – |
-11,024
| Closed | -$117K |
|
|
FISV
211
Fiserv Inc
FISV
$27.9B
| – | – |
-6,340
| Closed | -$657K |
|
212
First Solar
FSLR
$26.9B
| – | – |
-7,345
| Closed | -$426K |
|
213
Medtronic
MDT
$112B
| – | – |
-2,012
| Closed | -$219K |
|
214
Wells Fargo
WFC
$264B
| – | – |
-7,841
| Closed | -$396K |
|
|
WPG
215
DELISTED
Washington Prime Group Inc.
WPG
| – | – |
-1,222
| Closed | -$46K |
|
|
CELG
216
DELISTED
Celgene Corp
CELG
| – | – |
-42,473
| Closed | -$4.22M |
|
Similar funds
YWP
BC
MAG
MPAM
LDFR
SAS
EP
TC
Regent Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
- Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
- Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
- Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
- Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
- Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
- Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.
Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.