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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
201
Cleveland-Cliffs
CLF
$6.99B
$78K 0.03%
10,765
-1,000
-8% -$9.01K
WPG
202
DELISTED
Washington Prime Group Inc.
WPG
$46K 0.02%
1,222
-1,889
-61% -$62.2K
LCTX icon
203
Lineage Cell Therapeutics
LCTX
$278M
$20K 0.01%
20,000
– –
CNVS icon
204
Cineverse
CNVS
$65.6M
$10K ﹤0.01%
+557
New +$12.2K
HEDJ icon
205
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-23,070
Closed -$763K
HPE icon
206
Hewlett Packard
HPE
$70.5B
– –
-29,630
Closed -$443K
HSY icon
207
Hershey
HSY
$36.6B
– –
-2,073
Closed -$278K
MGA icon
208
Magna International
MGA
$18.8B
– –
-6,450
Closed -$321K
BECN
209
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-6,900
Closed -$253K
RDS.A
210
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,350
Closed -$218K
GMLP
211
DELISTED
Golar LNG Partners LP
GMLP
– –
-11,000
Closed -$124K
5 6 7 8
9

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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.