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RIM
Regent Investment Management Portfolio holdings
AUM
$373M
1-Year Est. Return
10.22%
This Fund
S&P 500
This Quarter
Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
(-16%)
Cap. Flow
-$3.74M
Cap. Flow
% of AUM
-1.4%
Top 10 Holdings %
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.59M |
| 2 |
Baidu
BIDU
|
+$988K |
| 3 |
Energy Transfer Partners
ET
|
+$866K |
| 4 |
iShares MSCI Brazil ETF
EWZ
|
+$761K |
| 5 |
Becton Dickinson
BDX
|
+$752K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.18M |
| 2 |
Viatris
VTRS
|
+$1.15M |
| 3 |
ESRX
Express Scripts Holding Company
ESRX
|
+$1.08M |
| 4 |
ETP
Energy Transfer Partners, L.P.
ETP
|
+$1.04M |
| 5 |
iShares Russell 1000 Growth ETF
IWF
|
+$1.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 19.23% |
| 2 | Financials | 16.23% |
| 3 | Technology | 15.59% |
| 4 | Communication Services | 12.42% |
| 5 | Consumer Discretionary | 11.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Newell Brands
NWL
$2.56B
| – | – |
-10,200
| Closed | -$207K |
|
202
Seagate
STX
$184B
| – | – |
-5,000
| Closed | -$237K |
|
203
Teck Resources
TECK
$32.6B
| – | – |
-8,600
| Closed | -$207K |
|
204
Texas Roadhouse
TXRH
$13.7B
| – | – |
-3,100
| Closed | -$215K |
|
205
United Parcel Service
UPS
$88.9B
| – | – |
-1,789
| Closed | -$209K |
|
206
Zimmer Biomet
ZBH
$18.4B
| – | – |
-1,854
| Closed | -$237K |
|
|
RDS.A
207
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| – | – |
-3,600
| Closed | -$245K |
|
|
RTN
208
DELISTED
Raytheon Company
RTN
| – | – |
-1,000
| Closed | -$207K |
|
|
ESRX
209
DELISTED
Express Scripts Holding Company
ESRX
| – | – |
-11,342
| Closed | -$1.08M |
|
|
ETP
210
DELISTED
Energy Transfer Partners, L.P.
ETP
| – | – |
-46,668
| Closed | -$1.04M |
|
|
LPNT
211
DELISTED
LifePoint Health, Inc.
LPNT
| – | – |
-3,488
| Closed | -$225K |
|
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Regent Investment Management's Q4 2018 Portfolio in Review
As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.
By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.
- Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
- Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
- Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
- Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
- Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
- Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
- Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.
Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.