RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$9.16M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
218
New
Increased
Reduced
Closed

Top Buys

1
+$1.79M
2
+$1.04M
3
+$988K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$898K
5
FSLR icon
First Solar
FSLR
+$873K

Top Sells

1
+$1.56M
2
+$1.23M
3
+$967K
4
ENB icon
Enbridge
ENB
+$903K
5
CAVM
Cavium, Inc.
CAVM
+$857K

Sector Composition

1 Healthcare 17.17%
2 Technology 16.64%
3 Financials 16.23%
4 Consumer Discretionary 12.39%
5 Communication Services 11.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$94K 0.03%
1,561
+5
202
$61K 0.02%
25,718
203
$14K ﹤0.01%
+833
204
– –
-2,696
205
– –
-16,300
206
– –
-2,020
207
– –
-1,562
208
– –
-2,839
209
– –
-2,700
210
– –
-17,100
211
– –
-1,989
212
– –
-1,854
213
– –
-3,600
214
– –
-29,307
215
– –
-12,756
5 6 7 8
9