RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$9.16M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
218
New
Increased
Reduced
Closed

Top Buys

1
+$2.12M
2
+$1.1M
3
+$1.06M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$894K
5
FSLR icon
First Solar
FSLR
+$837K

Top Sells

1
+$1.48M
2
+$1.07M
3
+$1M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$967K
5
CAVM
Cavium, Inc.
CAVM
+$943K

Sector Composition

1 Healthcare 17.17%
2 Technology 16.64%
3 Financials 16.23%
4 Consumer Discretionary 12.39%
5 Communication Services 11.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$94K 0.03%
1,561
+5
202
$61K 0.02%
25,718
203
$14K ﹤0.01%
+833
204
– –
-16,300
205
– –
-2,020
206
– –
-1,562
207
– –
-2,839
208
– –
-2,700
209
– –
-17,100
210
– –
-1,989
211
– –
-1,854
212
– –
-3,600
213
– –
-29,307
214
– –
-12,756
215
– –
-2,696
5 6 7 8
9