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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMID
201
DELISTED
American Midstream Partners, LP
AMID
$170K 0.06%
12,756
+1,000
+9% +$13.1K
WPG
202
DELISTED
Washington Prime Group Inc.
WPG
$100K 0.03%
+1,556
New +$106K
LCTX icon
203
Lineage Cell Therapeutics
LCTX
$274M
$48K 0.02%
25,718
– –
CLF icon
204
Cleveland-Cliffs
CLF
$6.99B
– –
-10,765
Closed -$77K
F icon
205
Ford
F
$55.7B
– –
-11,729
Closed -$140K
SYY icon
206
Sysco
SYY
$40.3B
– –
-26,540
Closed -$1.43M
VGK icon
207
Vanguard FTSE Europe ETF
VGK
$31.4B
– –
-16,740
Closed -$976K
ENFY
208
DELISTED
Enlightify Inc
ENFY
– –
-833
Closed -$12K
LPNT
209
DELISTED
LifePoint Health, Inc.
LPNT
– –
-3,509
Closed -$203K
5 6 7 8
9

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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.