We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMID
201
DELISTED
American Midstream Partners, LP
AMID
$160K 0.05%
11,756
+756
+7% +$10.2K
F icon
202
Ford
F
$55.7B
$140K 0.05%
11,729
-300
-2% -$3.38K
CLF icon
203
Cleveland-Cliffs
CLF
$6.99B
$77K 0.03%
+10,765
New +$80.4K
LCTX icon
204
Lineage Cell Therapeutics
LCTX
$278M
$64K 0.02%
25,718
– –
ENFY
205
DELISTED
Enlightify Inc
ENFY
$12K ﹤0.01%
833
– –
BMRN icon
206
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-3,375
Closed -$307K
HEDJ icon
207
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-29,960
Closed -$934K
IWF icon
208
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-35,580
Closed -$1.06M
PAA icon
209
Plains All American Pipeline
PAA
$16.1B
– –
-15,300
Closed -$402K
TDG icon
210
TransDigm Group
TDG
$67.7B
– –
-2,047
Closed -$550K
TECK icon
211
Teck Resources
TECK
$32.6B
– –
-24,800
Closed -$430K
VPL icon
212
Vanguard FTSE Pacific ETF
VPL
$8.43B
– –
-11,100
Closed -$730K
SRCL
213
DELISTED
Stericycle Inc
SRCL
– –
-2,650
Closed -$202K
WEB
214
DELISTED
Web.com Group, Inc.
WEB
– –
-8,188
Closed -$207K
DD
215
DELISTED
Du Pont De Nemours E I
DD
– –
-19,865
Closed -$1.6M
5 6 7 8
9

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.