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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$343M
AUM Growth
-$15.7M
Cap. Flow
+$5.36M
Cap. Flow %
1.56%
Top 10 Hldgs %
32.53%
Holding
203
New
9
Increased
56
Reduced
53
Closed
9

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$1.66M
2
BAC icon
Bank of America
BAC
+$940K
3
TECK icon
Teck Resources
TECK
+$670K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$602K
5
PANW icon
Palo Alto Networks
PANW
+$554K

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$858K
2
FCX icon
Freeport-McMoran
FCX
+$808K
3
BABA icon
Alibaba
BABA
+$517K
4
VZ icon
Verizon
VZ
+$471K
5
WBA
Walgreens Boots Alliance
WBA
+$271K

Sector Composition

Rank Sector Weight
1 Technology 22.16%
2 Healthcare 21.99%
3 Financials 12.43%
4 Communication Services 9.91%
5 Consumer Staples 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
176
eBay
EBAY
$47.6B
$250K 0.07%
6,800
– –
YUMC icon
177
Yum China
YUMC
$16.2B
$241K 0.07%
5,100
– –
STX icon
178
Seagate
STX
$185B
$240K 0.07%
4,500
– –
ETR icon
179
Entergy
ETR
$49.6B
$236K 0.07%
+4,700
New +$270K
STAG icon
180
STAG Industrial
STAG
$7.1B
$232K 0.07%
+8,175
New +$258K
WY icon
181
Weyerhaeuser
WY
$18.1B
$232K 0.07%
8,125
– –
CIEN icon
182
Ciena
CIEN
$54.6B
$230K 0.07%
5,690
– –
IWP icon
183
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$227K 0.07%
2,900
– –
FSLR icon
184
First Solar
FSLR
$25.9B
$224K 0.07%
+1,695
New +$182K
LMT icon
185
Lockheed Martin
LMT
$137B
$218K 0.06%
565
– –
NVDA icon
186
NVIDIA
NVDA
$5.27T
$216K 0.06%
+17,760
New +$281K
HR icon
187
Healthcare Realty
HR
$6.58B
$211K 0.06%
+10,120
New +$257K
WM icon
188
Waste Management
WM
$91.1B
$208K 0.06%
+1,300
New +$215K
FTV icon
189
Fortive
FTV
$18.7B
$206K 0.06%
+4,690
New +$219K
DUK icon
190
Duke Energy
DUK
$95.5B
$204K 0.06%
2,190
-39
-2% -$4.19K
ARI
191
Apollo Commercial Real Estate
ARI
$889M
$162K 0.05%
19,400
– –
TCPC icon
192
BlackRock TCP Capital
TCPC
$329M
$120K 0.04%
11,000
– –
GOGL
193
DELISTED
Golden Ocean Group
GOGL
$112K 0.03%
15,000
+5,000
+50% +$50.1K
APPH
194
DELISTED
AppHarvest, Inc. Common Stock
APPH
$20K 0.01%
10,000
– –
BABA icon
195
Alibaba
BABA
$307B
– –
-4,550
Closed -$517K
BHC icon
196
Bausch Health
BHC
$2.33B
– –
-16,085
Closed -$134K
BX icon
197
Blackstone
BX
$118B
– –
-2,375
Closed -$217K
COTY icon
198
Coty
COTY
$2.46B
– –
-10,477
Closed -$84K
DGRO icon
199
iShares Core Dividend Growth ETF
DGRO
$43.7B
– –
-4,345
Closed -$207K
NLY icon
200
Annaly Capital Management
NLY
$17.4B
– –
-2,838
Closed -$67K
5 6 7
8
9

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Regent Investment Management held 203 positions worth $343M, down 4.4% from $358M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management's Q3 2022 filing shows 9 new, 56 increased, 53 reduced and 9 closed positions. Its largest new stake was Sysco: 5,350 shares worth $378K. The largest sale was Citigroup, an estimated $858K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q3 2022 buy was Sysco: 5,350 shares worth $378K.
  • Regent Investment Management added most to Mastercard in Q3 2022, an estimated $1.66M increase.
  • Regent Investment Management's biggest Q3 2022 reduction was Citigroup, cutting an estimated $858K.
  • Regent Investment Management fully exited Alibaba in Q3 2022, selling an estimated $517K.
  • Regent Investment Management's ten largest holdings make up 33% of its $343M portfolio in Q3 2022.
  • Regent Investment Management opened 9 new positions and closed 9 in Q3 2022.
  • Regent Investment Management's portfolio value fell 4.4% quarter-over-quarter to $343M.

Based on Regent Investment Management's 13F filing for Q3 2022, filed 18 Oct 2022.