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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.16%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$358M
AUM Growth
-$73.9M
Cap. Flow
-$10.8M
Cap. Flow %
-3.01%
Top 10 Hldgs %
32.82%
Holding
213
New
3
Increased
36
Reduced
92
Closed
19

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$627K
2
TECK icon
Teck Resources
TECK
+$557K
3
EXE
Expand Energy Corp
EXE
+$317K
4
XIFR
XPLR Infrastructure LP
XIFR
+$284K
5
MOS icon
The Mosaic Company
MOS
+$270K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.82M
2
AMZN icon
Amazon
AMZN
+$1.21M
3
C icon
Citigroup
C
+$509K
4
AAPL icon
Apple
AAPL
+$376K
5
VZ icon
Verizon
VZ
+$370K

Sector Composition

Rank Sector Weight
1 Healthcare 22.49%
2 Technology 21.75%
3 Financials 11.99%
4 Communication Services 11.04%
5 Consumer Staples 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
176
iShares Core S&P 500 ETF
IVV
$904B
$266K 0.07%
703
– –
CIEN icon
177
Ciena
CIEN
$54.9B
$260K 0.07%
5,690
– –
IWO icon
178
iShares Russell 2000 Growth ETF
IWO
$14.9B
$258K 0.07%
1,250
– –
YUMC icon
179
Yum China
YUMC
$16.5B
$247K 0.07%
5,100
– –
LMT icon
180
Lockheed Martin
LMT
$139B
$243K 0.07%
565
– –
DUK icon
181
Duke Energy
DUK
$94.5B
$239K 0.07%
2,229
– –
IWP icon
182
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$230K 0.06%
2,900
– –
BX icon
183
Blackstone
BX
$113B
$217K 0.06%
2,375
– –
DGRO icon
184
iShares Core Dividend Growth ETF
DGRO
$43.7B
$207K 0.06%
4,345
+73
+2% +$3.68K
PNC icon
185
PNC Financial Services
PNC
$100B
$206K 0.06%
1,305
– –
ARI
186
Apollo Commercial Real Estate
ARI
$871M
$203K 0.06%
19,400
– –
ETRN
187
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$172K 0.05%
27,000
– –
TCPC icon
188
BlackRock TCP Capital
TCPC
$331M
$138K 0.04%
+11,000
New +$148K
BHC icon
189
Bausch Health
BHC
$2.37B
$134K 0.04%
16,085
-1,000
-6% -$14K
SMM
190
DELISTED
Salient Midstream & MLP Fund
SMM
$121K 0.03%
16,000
– –
GOGL
191
DELISTED
Golden Ocean Group
GOGL
$116K 0.03%
+10,000
New +$134K
COTY icon
192
Coty
COTY
$2.51B
$84K 0.02%
10,477
– –
NLY icon
193
Annaly Capital Management
NLY
$17.3B
$67K 0.02%
2,838
-850
-23% -$22K
APPH
194
DELISTED
AppHarvest, Inc. Common Stock
APPH
$35K 0.01%
10,000
– –
ADI icon
195
Analog Devices
ADI
$187B
– –
-1,260
Closed -$208K
BIDU icon
196
Baidu
BIDU
$37.1B
– –
-2,780
Closed -$368K
BUD icon
197
AB InBev
BUD
$164B
– –
-3,855
Closed -$232K
CPRI icon
198
Capri Holdings
CPRI
$1.75B
– –
-7,100
Closed -$365K
EFA icon
199
iShares MSCI EAFE ETF
EFA
$79.8B
– –
-3,000
Closed -$221K
FTV icon
200
Fortive
FTV
$18.6B
– –
-4,690
Closed -$215K
5 6 7
8
9

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q2 2022 Portfolio in Review

As of Q2 2022, Regent Investment Management held 213 positions worth $358M, down 17% from $432M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $10.8M in Q2 2022, closing 19 positions and reducing 92 holdings. Its most notable exit was Baidu, an estimated $368K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 20% a quarter earlier, followed by Technology and Financials.

Against the trend, Regent Investment Management opened a new position in Teck Resources worth $431K.

  • Regent Investment Management's largest Q2 2022 buy was Teck Resources: 14,110 shares worth $431K.
  • Regent Investment Management added most to Oracle in Q2 2022, an estimated $627K increase.
  • Regent Investment Management's biggest Q2 2022 reduction was Brown-Forman Class B, cutting an estimated $3.82M.
  • Regent Investment Management fully exited Baidu in Q2 2022, selling an estimated $368K.
  • Regent Investment Management's ten largest holdings make up 33% of its $358M portfolio in Q2 2022.
  • Regent Investment Management opened 3 new positions and closed 19 in Q2 2022.
  • Regent Investment Management's portfolio value fell 17% quarter-over-quarter to $358M.

Based on Regent Investment Management's 13F filing for Q2 2022, filed 15 Jul 2022.