RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$358M
AUM Growth
-$73.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$627K
2
+$557K
3
+$317K
4
XIFR
XPLR Infrastructure LP
XIFR
+$284K
5
MOS icon
The Mosaic Company
MOS
+$270K

Top Sells

1
+$3.82M
2
+$1.21M
3
+$509K
4
AAPL icon
Apple
AAPL
+$376K
5
VZ icon
Verizon
VZ
+$370K

Sector Composition

1 Healthcare 22.49%
2 Technology 21.75%
3 Financials 11.99%
4 Communication Services 11.04%
5 Consumer Staples 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$266K 0.07%
703
177
$260K 0.07%
5,690
178
$258K 0.07%
1,250
179
$247K 0.07%
5,100
180
$243K 0.07%
565
181
$239K 0.07%
2,229
182
$230K 0.06%
2,900
183
$217K 0.06%
2,375
184
$207K 0.06%
4,345
+73
185
$206K 0.06%
1,305
186
$203K 0.06%
19,400
187
$172K 0.05%
27,000
188
$138K 0.04%
+11,000
189
$134K 0.04%
16,085
-1,000
190
$121K 0.03%
16,000
191
$116K 0.03%
+10,000
192
$84K 0.02%
10,477
193
$67K 0.02%
2,838
-850
194
$35K 0.01%
10,000
195
– –
-1,260
196
– –
-2,780
197
– –
-3,855
198
– –
-7,100
199
– –
-7,000
200
– –
-1,380
5 6 7
8
9