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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
176
Schwab US Large- Cap ETF
SCHX
$74.6B
$327K 0.07%
17,244
+180
+1% +$3.33K
NVDA icon
177
NVIDIA
NVDA
$5.27T
$318K 0.07%
10,810
-200
-2% -$5.5K
FLEX icon
178
Flex
FLEX
$44.2B
$316K 0.07%
22,891
– –
BX icon
179
Blackstone
BX
$113B
$307K 0.07%
2,375
– –
STAG icon
180
STAG Industrial
STAG
$7.09B
$288K 0.06%
6,000
– –
ETRN
181
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$279K 0.06%
27,000
-5,000
-16% -$51.8K
ATVI
182
DELISTED
Activision Blizzard
ATVI
$276K 0.06%
4,155
– –
EXPE icon
183
Expedia Group
EXPE
$37.7B
$271K 0.06%
1,500
– –
QQQ icon
184
Invesco QQQ Trust
QQQ
$479B
$271K 0.06%
+680
New +$263K
FTV icon
185
Fortive
FTV
$18.6B
$270K 0.06%
4,690
– –
EAT icon
186
Brinker International
EAT
$9.76B
$269K 0.06%
7,365
-5,200
-41% -$215K
BUD icon
187
AB InBev
BUD
$164B
$264K 0.06%
4,355
+46
+1% +$2.68K
MAA icon
188
Mid-America Apartment Communities
MAA
$15.4B
$264K 0.06%
1,150
– –
AMGN icon
189
Amgen
AMGN
$226B
$261K 0.06%
1,158
+68
+6% +$14.4K
JKS
190
JinkoSolar
JKS
$886M
$260K 0.06%
+5,650
New +$292K
ARI
191
Apollo Commercial Real Estate
ARI
$871M
$255K 0.06%
19,400
– –
YUMC icon
192
Yum China
YUMC
$16.5B
$254K 0.06%
5,100
– –
LSI
193
DELISTED
Life Storage, Inc.
LSI
$253K 0.06%
+1,650
New +$220K
TRUP icon
194
Trupanion
TRUP
$1.27B
$251K 0.05%
+1,899
New +$221K
LHCG
195
DELISTED
LHC Group LLC
LHCG
$251K 0.05%
1,830
– –
PNC icon
196
PNC Financial Services
PNC
$100B
$245K 0.05%
1,225
– –
HUN icon
197
Huntsman Corp
HUN
$1.82B
$244K 0.05%
7,000
– –
EFA icon
198
iShares MSCI EAFE ETF
EFA
$79.8B
$236K 0.05%
3,000
– –
REG icon
199
Regency Centers
REG
$13.9B
$234K 0.05%
3,100
– –
IWN icon
200
iShares Russell 2000 Value ETF
IWN
$14.5B
$229K 0.05%
1,380
-131
-9% -$21.8K
5 6 7
8
9

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.