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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
176
T-Mobile US
TMUS
$191B
$313K 0.08%
+2,450
New +$341K
FLEX icon
177
Flex
FLEX
$44.2B
$305K 0.07%
22,891
+9,621
+73% +$129K
WY icon
178
Weyerhaeuser
WY
$18.2B
$303K 0.07%
8,525
-700
-8% -$24.5K
CIEN icon
179
Ciena
CIEN
$54.9B
$302K 0.07%
5,887
– –
NNN icon
180
NNN REIT
NNN
$8.8B
$296K 0.07%
+6,850
New +$322K
SCHX icon
181
Schwab US Large- Cap ETF
SCHX
$74.6B
$296K 0.07%
17,064
+324
+2% +$5.78K
YUMC icon
182
Yum China
YUMC
$16.5B
$296K 0.07%
5,100
– –
TSCO icon
183
Tractor Supply
TSCO
$18B
$294K 0.07%
7,250
– –
ARI
184
Apollo Commercial Real Estate
ARI
$871M
$287K 0.07%
19,400
– –
LHCG
185
DELISTED
LHC Group LLC
LHCG
$287K 0.07%
1,830
– –
BX icon
186
Blackstone
BX
$113B
$276K 0.07%
2,375
– –
CSIQ icon
187
Canadian Solar
CSIQ
$1.06B
$270K 0.06%
+7,800
New +$297K
ZBH icon
188
Zimmer Biomet
ZBH
$18.7B
$263K 0.06%
1,854
– –
HRC
189
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$255K 0.06%
+1,700
New +$229K
FTV icon
190
Fortive
FTV
$18.6B
$249K 0.06%
4,690
– –
LMRK
191
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$247K 0.06%
15,110
-1,250
-8% -$18.5K
EXPE icon
192
Expedia Group
EXPE
$37.7B
$246K 0.06%
1,500
+200
+15% +$30.9K
BUD icon
193
AB InBev
BUD
$164B
$243K 0.06%
+4,309
New +$270K
IWN icon
194
iShares Russell 2000 Value ETF
IWN
$14.5B
$242K 0.06%
1,511
– –
ET icon
195
Energy Transfer Partners
ET
$70.9B
$241K 0.06%
25,168
– –
PNC icon
196
PNC Financial Services
PNC
$100B
$239K 0.06%
1,225
-3,000
-71% -$567K
CHWY icon
197
Chewy
CHWY
$9.25B
$236K 0.06%
3,468
+101
+3% +$8.36K
STAG icon
198
STAG Industrial
STAG
$7.09B
$236K 0.06%
6,000
-6,950
-54% -$284K
EFA icon
199
iShares MSCI EAFE ETF
EFA
$79.8B
$234K 0.06%
3,000
– –
AMGN icon
200
Amgen
AMGN
$226B
$232K 0.06%
1,090
– –
5 6 7
8
9

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.