RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
202
New
Increased
Reduced
Closed

Top Buys

1
+$1.35M
2
+$802K
3
+$609K
4
BABA icon
Alibaba
BABA
+$562K
5
CMCSA icon
Comcast
CMCSA
+$542K

Top Sells

1
+$1.08M
2
+$866K
3
+$694K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$227K 0.06%
+3,110
177
$221K 0.06%
4,175
-2,000
178
$219K 0.06%
8,600
-1,000
179
$219K 0.06%
+20,000
180
$217K 0.06%
19,400
181
$217K 0.06%
79,882
-28,700
182
$212K 0.06%
+4,400
183
$205K 0.06%
+1,914
184
$204K 0.06%
7,250
-600
185
$201K 0.06%
+3,250
186
$201K 0.06%
+13,260
187
$196K 0.05%
46,000
188
$164K 0.05%
4,874
-75
189
$160K 0.04%
40,000
-7,000
190
$140K 0.04%
2,596
-201
191
$103K 0.03%
10,000
192
$81K 0.02%
+11,000
193
$74K 0.02%
10,477
-3,125
194
$15K ﹤0.01%
21,188
-460
195
– –
-16,000
196
– –
-10,000
197
– –
-2,960
198
– –
-11,170
199
– –
-8,160
200
– –
-5,365
5 6 7
8
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