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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
176
iShares MSCI EAFE ETF
EFA
$79.8B
$227K 0.06%
+3,110
New +$213K
SCHW
177
Charles Schwab
SCHW
$187B
$221K 0.06%
4,175
-2,000
-32% -$90.5K
VICI icon
178
VICI Properties
VICI
$28.8B
$219K 0.06%
8,600
-1,000
-10% -$24.8K
PSTX
179
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$219K 0.06%
+20,000
New +$211K
ARI
180
Apollo Commercial Real Estate
ARI
$887M
$217K 0.06%
19,400
– –
GLOP
181
DELISTED
GASLOG PARTNERS LP
GLOP
$217K 0.06%
79,882
-28,700
-26% -$87.6K
NTR icon
182
Nutrien
NTR
$32B
$212K 0.06%
+4,400
New +$194K
SBUX icon
183
Starbucks
SBUX
$121B
$205K 0.06%
+1,914
New +$183K
TSCO icon
184
Tractor Supply
TSCO
$18.5B
$204K 0.06%
7,250
-600
-8% -$16.8K
JKS
185
JinkoSolar
JKS
$870M
$201K 0.06%
+3,250
New +$206K
SCHX icon
186
Schwab US Large- Cap ETF
SCHX
$74.4B
$201K 0.06%
+13,260
New +$190K
SMM
187
DELISTED
Salient Midstream & MLP Fund
SMM
$196K 0.05%
46,000
– –
NLY icon
188
Annaly Capital Management
NLY
$17.5B
$164K 0.05%
4,874
-75
-2% -$2.32K
BGC icon
189
BGC Group
BGC
$4.83B
$160K 0.04%
40,000
-7,000
-15% -$24.5K
GE icon
190
GE Aerospace
GE
$382B
$140K 0.04%
2,596
-201
-7% -$9.01K
EQX icon
191
Equinox Gold
EQX
$13.5B
$103K 0.03%
10,000
– –
KGC icon
192
Kinross Gold
KGC
$32.1B
$81K 0.02%
+11,000
New +$87.7K
COTY icon
193
Coty
COTY
$2.44B
$74K 0.02%
10,477
-3,125
-23% -$16.1K
BMY.RT
194
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$15K ﹤0.01%
21,188
-460
-2% -$980
BNY
195
Bank of New York Mellon
BNY
$109B
– –
-10,000
Closed -$343K
IWF icon
196
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-11,840
Closed -$642K
LRFC
197
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-11,170
Closed -$105K
MCHI icon
198
iShares MSCI China ETF
MCHI
$6.28B
– –
-8,160
Closed -$605K
MO icon
199
Altria Group
MO
$109B
– –
-5,365
Closed -$207K
VALE icon
200
Vale
VALE
$60.9B
– –
-16,000
Closed -$169K
5 6 7
8
9

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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.