RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+15.19%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$361M
AUM Growth
+$361M
Cap. Flow
-$4.29M
Cap. Flow %
-1.19%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
33
Reduced
101
Closed
8

Top Buys

1
PFE icon
Pfizer
PFE
$1.49M
2
MOS icon
The Mosaic Company
MOS
$802K
3
TTWO icon
Take-Two Interactive
TTWO
$609K
4
BABA icon
Alibaba
BABA
$562K
5
CMCSA icon
Comcast
CMCSA
$542K

Top Sells

1
WSBC icon
WesBanco
WSBC
$1.08M
2
MTCH icon
Match Group
MTCH
$866K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
$642K
4
MCHI icon
iShares MSCI China ETF
MCHI
$605K
5
QCOM icon
Qualcomm
QCOM
$540K

Sector Composition

1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EFA icon
176
iShares MSCI EAFE ETF
EFA
$66B
$227K 0.06%
+3,110
New +$227K
SCHW icon
177
Charles Schwab
SCHW
$174B
$221K 0.06%
4,175
-2,000
-32% -$106K
VICI icon
178
VICI Properties
VICI
$36B
$219K 0.06%
8,600
-1,000
-10% -$25.5K
PSTX
179
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$219K 0.06%
+20,000
New +$219K
ARI
180
Apollo Commercial Real Estate
ARI
$1.47B
$217K 0.06%
19,400
– –
GLOP
181
DELISTED
GASLOG PARTNERS LP
GLOP
$217K 0.06%
79,882
-28,700
-26% -$78K
NTR icon
182
Nutrien
NTR
$28B
$212K 0.06%
+4,400
New +$212K
SBUX icon
183
Starbucks
SBUX
$100B
$205K 0.06%
+1,914
New +$205K
TSCO icon
184
Tractor Supply
TSCO
$32.7B
$204K 0.06%
1,450
-120
-8% -$16.9K
JKS
185
JinkoSolar
JKS
$1.19B
$201K 0.06%
+3,250
New +$201K
SCHX icon
186
Schwab US Large- Cap ETF
SCHX
$59B
$201K 0.06%
+2,210
New +$201K
SMM
187
DELISTED
Salient Midstream & MLP Fund
SMM
$196K 0.05%
46,000
– –
NLY icon
188
Annaly Capital Management
NLY
$13.6B
$164K 0.05%
19,496
-300
-2% -$2.52K
BGC icon
189
BGC Group
BGC
$4.65B
$160K 0.04%
40,000
-7,000
-15% -$28K
GE icon
190
GE Aerospace
GE
$292B
$140K 0.04%
12,940
-1,000
-7% -$10.8K
EQX icon
191
Equinox Gold
EQX
$6.85B
$103K 0.03%
10,000
– –
KGC icon
192
Kinross Gold
KGC
$25.5B
$81K 0.02%
+11,000
New +$81K
COTY icon
193
Coty
COTY
$3.73B
$74K 0.02%
10,477
-3,125
-23% -$22.1K
BMY.RT
194
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$15K ﹤0.01%
21,188
-460
-2% -$326
BK icon
195
Bank of New York Mellon
BK
$74.5B
– –
-10,000
Closed -$343K
IWF icon
196
iShares Russell 1000 Growth ETF
IWF
$116B
– –
-2,960
Closed -$642K
LRFC
197
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-11,170
Closed -$105K
MCHI icon
198
iShares MSCI China ETF
MCHI
$7.91B
– –
-8,160
Closed -$605K
MO icon
199
Altria Group
MO
$113B
– –
-5,365
Closed -$207K
VALE icon
200
Vale
VALE
$43.9B
– –
-16,000
Closed -$169K
5 6 7
8
9