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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HI
176
DELISTED
Hillenbrand
HI
$219K 0.07%
7,713
– –
MTUM icon
177
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$213K 0.07%
+1,444
New +$206K
MO icon
178
Altria Group
MO
$109B
$207K 0.06%
5,365
-500
-9% -$20.8K
ARI
179
Apollo Commercial Real Estate
ARI
$880M
$175K 0.05%
19,400
-5,000
-20% -$46K
VALE icon
180
Vale
VALE
$60.9B
$169K 0.05%
+16,000
New +$180K
SMM
181
DELISTED
Salient Midstream & MLP Fund
SMM
$161K 0.05%
46,000
+10,000
+28% +$39.8K
NLY icon
182
Annaly Capital Management
NLY
$17.4B
$141K 0.04%
4,949
-751
-13% -$21.7K
EQX icon
183
Equinox Gold
EQX
$13.6B
$117K 0.04%
10,000
-15,000
-60% -$181K
BGC icon
184
BGC Group
BGC
$4.8B
$113K 0.03%
47,000
– –
LRFC
185
DELISTED
Logan Ridge Finance Corp
LRFC
$105K 0.03%
11,170
+6,420
+135% +$78.8K
GE icon
186
GE Aerospace
GE
$382B
$87K 0.03%
2,797
-201
-7% -$6.53K
BMY.RT
187
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$49K 0.02%
21,648
-2,060
-9% -$5.88K
COTY icon
188
Coty
COTY
$2.48B
$37K 0.01%
13,602
-1,167
-8% -$4.41K
DAL icon
189
Delta Air Lines
DAL
$59.5B
– –
-9,700
Closed -$272K
EEM icon
190
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-5,629
Closed -$225K
LCTX icon
191
Lineage Cell Therapeutics
LCTX
$283M
– –
-20,000
Closed -$17K
SHW icon
192
Sherwin-Williams
SHW
$88.5B
– –
-1,227
Closed -$236K
TDF
193
Templeton Dragon Fund
TDF
$278M
– –
-11,500
Closed -$232K
VRTX icon
194
Vertex Pharmaceuticals
VRTX
$134B
– –
-700
Closed -$203K
4 5 6 7
8

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MPAM
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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.