RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$301M
AUM Growth
+$58.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
198
New
Increased
Reduced
Closed

Top Buys

1
+$2.13M
2
+$2.12M
3
+$1.78M
4
FISV
Fiserv Inc
FISV
+$1.38M
5
PM icon
Philip Morris
PM
+$741K

Top Sells

1
+$1.72M
2
+$713K
3
+$639K
4
AAPL icon
Apple
AAPL
+$566K
5
BAC icon
Bank of America
BAC
+$538K

Sector Composition

1 Technology 22.34%
2 Healthcare 20.39%
3 Communication Services 13.92%
4 Financials 12.35%
5 Consumer Staples 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$203K 0.07%
+700
177
$150K 0.05%
5,700
+382
178
$149K 0.05%
+36,000
179
$129K 0.04%
47,000
-69,000
180
$102K 0.03%
2,998
181
$85K 0.03%
23,708
-250
182
$75K 0.02%
4,750
-6,908
183
$66K 0.02%
14,769
+242
184
$17K 0.01%
20,000
185
– –
-10,400
186
– –
-6,410
187
– –
-5,850
188
– –
-12,000
189
– –
-1,473
190
– –
-15,172
191
– –
-19,336
192
– –
-3,000
193
– –
-11,150
194
– –
-16,500
195
– –
-3,114
196
– –
-6,650
4 5 6 7
8