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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+23.46%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$301M
AUM Growth
+$58.2M
Cap. Flow
+$6.94M
Cap. Flow %
2.31%
Top 10 Hldgs %
34.87%
Holding
198
New
19
Increased
54
Reduced
87
Closed
12

Top Buys

Rank Stock Value
1
TTC icon
Toro Company
TTC
+$2.13M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.12M
3
BF.B icon
Brown-Forman Class B
BF.B
+$1.78M
4
FISV
Fiserv Inc
FISV
+$1.38M
5
PM icon
Philip Morris
PM
+$741K

Top Sells

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$1.72M
2
PPLI
People Inc
PPLI
+$713K
3
BABA icon
Alibaba
BABA
+$639K
4
AAPL icon
Apple
AAPL
+$566K
5
BAC icon
Bank of America
BAC
+$538K

Sector Composition

Rank Sector Weight
1 Technology 22.34%
2 Healthcare 20.39%
3 Communication Services 13.92%
4 Financials 12.35%
5 Consumer Staples 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
176
Vertex Pharmaceuticals
VRTX
$133B
$203K 0.07%
+700
New +$190K
NLY icon
177
Annaly Capital Management
NLY
$17.3B
$150K 0.05%
5,700
+382
+7% +$9.44K
SMM
178
DELISTED
Salient Midstream & MLP Fund
SMM
$149K 0.05%
+36,000
New +$147K
BGC icon
179
BGC Group
BGC
$4.86B
$129K 0.04%
47,000
-69,000
-59% -$191K
GE icon
180
GE Aerospace
GE
$380B
$102K 0.03%
2,998
– –
BMY.RT
181
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$85K 0.03%
23,708
-250
-1% -$902
LRFC
182
DELISTED
Logan Ridge Finance Corp
LRFC
$75K 0.02%
4,750
-6,908
-59% -$125K
COTY icon
183
Coty
COTY
$2.51B
$66K 0.02%
14,769
+242
+2% +$1.17K
LCTX icon
184
Lineage Cell Therapeutics
LCTX
$286M
$17K 0.01%
20,000
– –
DD icon
185
DuPont de Nemours
DD
$19.1B
– –
-5,057
Closed -$216K
DXC icon
186
DXC Technology
DXC
$1.74B
– –
-19,336
Closed -$252K
GPC icon
187
Genuine Parts
GPC
$18.5B
– –
-3,000
Closed -$202K
JBLU icon
188
JetBlue
JBLU
$2.13B
– –
-11,150
Closed -$100K
NWL icon
189
Newell Brands
NWL
$2.51B
– –
-10,400
Closed -$138K
PAA icon
190
Plains All American Pipeline
PAA
$16.4B
– –
-16,500
Closed -$87K
SBUX icon
191
Starbucks
SBUX
$119B
– –
-3,114
Closed -$205K
UAL icon
192
United Airlines
UAL
$40.2B
– –
-6,650
Closed -$210K
RDS.B
193
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-6,410
Closed -$209K
MXIM
194
DELISTED
Maxim Integrated Products
MXIM
– –
-5,850
Closed -$284K
GMLP
195
DELISTED
Golar LNG Partners LP
GMLP
– –
-12,000
Closed -$40K
AGN
196
DELISTED
Allergan plc
AGN
– –
-1,473
Closed -$261K
4 5 6 7
8

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MPAM
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Regent Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Regent Investment Management held 198 positions worth $301M, up 24% from $243M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q2 2020 filing shows 19 new, 54 increased, 87 reduced and 12 closed positions. Its largest new stake was Toro Company: 32,380 shares worth $2.15M. The largest sale was InfraCap MLP ETF, an estimated $1.72M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q2 2020 buy was Toro Company: 32,380 shares worth $2.15M.
  • Regent Investment Management added most to Johnson & Johnson in Q2 2020, an estimated $2.12M increase.
  • Regent Investment Management's biggest Q2 2020 reduction was InfraCap MLP ETF, cutting an estimated $1.72M.
  • Regent Investment Management fully exited Maxim Integrated Products in Q2 2020, selling an estimated $284K.
  • Regent Investment Management's ten largest holdings make up 35% of its $301M portfolio in Q2 2020.
  • Regent Investment Management opened 19 new positions and closed 12 in Q2 2020.
  • Regent Investment Management's portfolio value rose 24% quarter-over-quarter to $301M.

Based on Regent Investment Management's 13F filing for Q2 2020, filed 29 Jul 2020.