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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMLP
176
DELISTED
Golar LNG Partners LP
GMLP
$40K 0.02%
12,000
-4,000
-25% -$22K
LCTX icon
177
Lineage Cell Therapeutics
LCTX
$283M
$17K 0.01%
20,000
– –
BA icon
178
Boeing
BA
$184B
– –
-4,913
Closed -$1.6M
BIDU icon
179
Baidu
BIDU
$35.9B
– –
-2,510
Closed -$318K
BX icon
180
Blackstone
BX
$118B
– –
-4,000
Closed -$224K
CCL icon
181
Carnival Corporation Ltd
CCL
$38B
– –
-36,123
Closed -$1.84M
CG icon
182
Carlyle Group
CG
$17.4B
– –
-8,196
Closed -$263K
CLF icon
183
Cleveland-Cliffs
CLF
$7.08B
– –
-16,765
Closed -$141K
CNVS icon
184
Cineverse
CNVS
$64.9M
– –
-557
Closed -$8K
CTVA icon
185
Corteva
CTVA
$50.9B
– –
-8,965
Closed -$265K
D icon
186
Dominion Energy
D
$59.9B
– –
-2,602
Closed -$215K
DOW icon
187
Dow Inc
DOW
$22.6B
– –
-7,178
Closed -$393K
DXJ icon
188
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
– –
-13,075
Closed -$703K
EFA icon
189
iShares MSCI EAFE ETF
EFA
$79.9B
– –
-4,081
Closed -$283K
EWZ icon
190
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-14,575
Closed -$692K
EXPE icon
191
Expedia Group
EXPE
$38.5B
– –
-13,515
Closed -$1.46M
FTV icon
192
Fortive
FTV
$18.6B
– –
-5,604
Closed -$270K
HAL icon
193
Halliburton
HAL
$28.2B
– –
-9,250
Closed -$226K
HI
194
DELISTED
Hillenbrand
HI
– –
-7,713
Closed -$257K
IVV icon
195
iShares Core S&P 500 ETF
IVV
$902B
– –
-678
Closed -$219K
IWN icon
196
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-2,011
Closed -$259K
IWO icon
197
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-4,385
Closed -$939K
MCHP icon
198
Microchip Technology
MCHP
$44B
– –
-5,318
Closed -$278K
MOS icon
199
The Mosaic Company
MOS
$7.34B
– –
-11,900
Closed -$258K
NMRK icon
200
Newmark Group
NMRK
$2.62B
– –
-25,565
Closed -$344K
5 6 7
8
9

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.