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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
176
Seagate
STX
$184B
$268K 0.08%
4,500
-562
-11% -$32.3K
CTVA icon
177
Corteva
CTVA
$51.3B
$265K 0.08%
8,965
-279
-3% -$7.39K
CG icon
178
Carlyle Group
CG
$17.2B
$263K 0.08%
8,196
-93
-1% -$2.63K
MO icon
179
Altria Group
MO
$114B
$263K 0.08%
5,265
-1,092
-17% -$51.5K
QUAL icon
180
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$263K 0.08%
+2,605
New +$251K
IWN icon
181
iShares Russell 2000 Value ETF
IWN
$14.6B
$259K 0.08%
2,011
-6,130
-75% -$758K
MOS icon
182
The Mosaic Company
MOS
$7.33B
$258K 0.08%
11,900
-600
-5% -$11.9K
HI
183
DELISTED
Hillenbrand
HI
$257K 0.08%
7,713
– –
LHCG
184
DELISTED
LHC Group LLC
LHCG
$252K 0.08%
1,830
– –
WM icon
185
Waste Management
WM
$91B
$251K 0.08%
2,200
– –
AMZA icon
186
InfraCap MLP ETF
AMZA
$461M
$246K 0.08%
5,450
– –
TTWO icon
187
Take-Two Interactive
TTWO
$46.1B
$245K 0.07%
+2,000
New +$243K
TDF
188
Templeton Dragon Fund
TDF
$280M
$243K 0.07%
12,500
– –
UPS icon
189
United Parcel Service
UPS
$88.9B
$243K 0.07%
2,080
+50
+2% +$5.92K
SHW icon
190
Sherwin-Williams
SHW
$89.8B
$239K 0.07%
1,227
-48
-4% -$9.15K
PARA
191
DELISTED
Paramount Global Class B
PARA
$234K 0.07%
5,582
-7,355
-57% -$285K
HAL icon
192
Halliburton
HAL
$26.6B
$226K 0.07%
9,250
-1,400
-13% -$29.5K
BX icon
193
Blackstone
BX
$110B
$224K 0.07%
+4,000
New +$208K
RTN
194
DELISTED
Raytheon Company
RTN
$220K 0.07%
1,000
-100
-9% -$21.1K
IVV icon
195
iShares Core S&P 500 ETF
IVV
$904B
$219K 0.07%
678
– –
D icon
196
Dominion Energy
D
$59.3B
$215K 0.07%
2,602
– –
NLY icon
197
Annaly Capital Management
NLY
$17.4B
$208K 0.06%
5,543
-250
-4% -$9.11K
VRTX icon
198
Vertex Pharmaceuticals
VRTX
$126B
$208K 0.06%
+950
New +$192K
NWL icon
199
Newell Brands
NWL
$2.56B
$204K 0.06%
+10,600
New +$204K
HRC
200
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$204K 0.06%
+1,800
New +$190K
5 6 7
8
9

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MPAM
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.