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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
176
Corteva
CTVA
$51.3B
$259K 0.08%
9,244
-1,222
-12% -$35.3K
MOS icon
177
The Mosaic Company
MOS
$7.33B
$256K 0.08%
12,500
-700
-5% -$15.2K
WM icon
178
Waste Management
WM
$91B
$254K 0.08%
2,200
– –
MCHP icon
179
Microchip Technology
MCHP
$46B
$247K 0.08%
5,318
– –
ZBH icon
180
Zimmer Biomet
ZBH
$18.4B
$247K 0.08%
1,854
– –
UPS icon
181
United Parcel Service
UPS
$88.9B
$243K 0.08%
2,030
– –
FTV icon
182
Fortive
FTV
$18.6B
$242K 0.08%
5,604
– –
IWO icon
183
iShares Russell 2000 Growth ETF
IWO
$15B
$241K 0.08%
1,250
– –
MCO icon
184
Moody's
MCO
$82.7B
$239K 0.08%
1,168
-989
-46% -$207K
HI
185
DELISTED
Hillenbrand
HI
$238K 0.08%
7,713
– –
SHW icon
186
Sherwin-Williams
SHW
$89.8B
$234K 0.08%
1,275
-450
-26% -$76.5K
NMRK icon
187
Newmark Group
NMRK
$2.63B
$231K 0.08%
25,565
-788
-3% -$7.32K
SLB icon
188
SLB Ltd
SLB
$75B
$228K 0.07%
6,686
-200
-3% -$7.31K
TDF
189
Templeton Dragon Fund
TDF
$280M
$224K 0.07%
12,500
– –
MDT icon
190
Medtronic
MDT
$112B
$219K 0.07%
+2,012
New +$210K
RTN
191
DELISTED
Raytheon Company
RTN
$216K 0.07%
1,100
-100
-8% -$18.5K
CG icon
192
Carlyle Group
CG
$17.2B
$212K 0.07%
+8,289
New +$198K
D icon
193
Dominion Energy
D
$59.3B
$211K 0.07%
2,602
-100
-4% -$7.73K
LHCG
194
DELISTED
LHC Group LLC
LHCG
$208K 0.07%
1,830
– –
NLY icon
195
Annaly Capital Management
NLY
$17.4B
$204K 0.07%
5,793
– –
IVV icon
196
iShares Core S&P 500 ETF
IVV
$904B
$203K 0.07%
+678
New +$202K
HAL icon
197
Halliburton
HAL
$26.6B
$201K 0.07%
10,650
-500
-4% -$10.3K
COTY icon
198
Coty
COTY
$2.48B
$136K 0.04%
12,922
-162
-1% -$1.68K
GE icon
199
GE Aerospace
GE
$384B
$133K 0.04%
2,987
– –
COOP
200
DELISTED
Mr. Cooper
COOP
$117K 0.04%
11,024
-7,500
-40% -$67.4K
5 6 7
8
9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.