RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$2.59M
2
+$988K
3
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

1
+$1.18M
2
+$1.15M
3
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$213K 0.08%
12,500
177
$212K 0.08%
9,945
+820
178
$211K 0.08%
+1,035
179
$210K 0.08%
1,233
180
$209K 0.08%
3,243
-600
181
$209K 0.08%
7,000
+500
182
$209K 0.08%
5,481
+465
183
$205K 0.08%
+9,400
184
$199K 0.07%
11,450
185
$180K 0.07%
15,382
+867
186
$169K 0.06%
32,700
+11,396
187
$164K 0.06%
24,967
-3,959
188
$147K 0.06%
11,860
-2,007
189
$137K 0.05%
3,766
+451
190
$127K 0.05%
2,894
+889
191
$117K 0.04%
+15,265
192
$86K 0.03%
+10,760
193
$60K 0.02%
1,200
194
$18K 0.01%
20,000
-5,718
195
– –
-15,526
196
– –
-8,000
197
– –
-10,200
198
– –
-5,000
199
– –
-8,600
200
– –
-3,100
5 6 7
8
9