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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDF
176
Templeton Dragon Fund
TDF
$280M
$213K 0.08%
12,500
– –
CAG icon
177
Conagra Brands
CAG
$7.23B
$212K 0.08%
9,945
+820
+9% +$26.5K
COST icon
178
Costco
COST
$420B
$211K 0.08%
+1,035
New +$231K
SPGI icon
179
S&P Global
SPGI
$120B
$210K 0.08%
1,233
– –
BX icon
180
Blackstone
BX
$110B
$209K 0.08%
7,000
+500
+8% +$16.5K
IP icon
181
International Paper
IP
$22B
$209K 0.08%
5,481
+465
+9% +$19.5K
SBUX icon
182
Starbucks
SBUX
$120B
$209K 0.08%
3,243
-600
-16% -$37.6K
WY icon
183
Weyerhaeuser
WY
$18.4B
$205K 0.08%
+9,400
New +$250K
PGF icon
184
Invesco Financial Preferred ETF
PGF
$672M
$199K 0.07%
11,450
– –
COOP
185
DELISTED
Mr. Cooper
COOP
$180K 0.07%
15,382
+867
+6% +$12.4K
BGC icon
186
BGC Group
BGC
$4.89B
$169K 0.06%
32,700
+11,396
+53% +$75.1K
COTY icon
187
Coty
COTY
$2.48B
$164K 0.06%
24,967
-3,959
-14% -$36.5K
MFIC icon
188
MidCap Financial Investment
MFIC
$804M
$147K 0.06%
11,860
-2,007
-14% -$30.6K
GE icon
189
GE Aerospace
GE
$384B
$137K 0.05%
3,766
+451
+14% +$20.4K
WPG
190
DELISTED
Washington Prime Group Inc.
WPG
$127K 0.05%
2,894
+889
+44% +$49.8K
CLF icon
191
Cleveland-Cliffs
CLF
$6.99B
$117K 0.04%
+15,265
New +$153K
NMRK icon
192
Newmark Group
NMRK
$2.63B
$86K 0.03%
+10,760
New +$102K
AMZA icon
193
InfraCap MLP ETF
AMZA
$461M
$60K 0.02%
1,200
– –
LCTX icon
194
Lineage Cell Therapeutics
LCTX
$278M
$18K 0.01%
20,000
-5,718
-22% -$8.76K
ADNT icon
195
Adient
ADNT
$1.5B
– –
-6,880
Closed -$270K
DVN icon
196
Devon Energy
DVN
$47.3B
– –
-6,890
Closed -$275K
FLEX icon
197
Flex
FLEX
$44.8B
– –
-15,526
Closed -$154K
GT icon
198
Goodyear
GT
$1.85B
– –
-16,252
Closed -$380K
IWF icon
199
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-26,140
Closed -$1.02M
KKR icon
200
KKR & Co
KKR
$92.3B
– –
-8,000
Closed -$218K
5 6 7
8
9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.