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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
176
Microchip Technology
MCHP
$46B
$249K 0.08%
6,318
+400
+7% +$17.7K
TDF
177
Templeton Dragon Fund
TDF
$280M
$249K 0.08%
12,500
– –
BX icon
178
Blackstone
BX
$110B
$248K 0.08%
6,500
-1,000
-13% -$36.1K
MAA icon
179
Mid-America Apartment Communities
MAA
$15.7B
$248K 0.08%
2,475
– –
RDS.A
180
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$245K 0.08%
3,600
-3,500
-49% -$234K
COOP
181
DELISTED
Mr. Cooper
COOP
$242K 0.08%
14,515
+13,682
+1,642% +$237K
SPGI icon
182
S&P Global
SPGI
$120B
$241K 0.08%
1,233
– –
STX icon
183
Seagate
STX
$184B
$237K 0.07%
5,000
– –
ZBH icon
184
Zimmer Biomet
ZBH
$18.4B
$237K 0.07%
1,854
– –
IP icon
185
International Paper
IP
$22B
$233K 0.07%
5,016
– –
MFIC icon
186
MidCap Financial Investment
MFIC
$804M
$226K 0.07%
13,867
-666
-5% -$11.3K
LPNT
187
DELISTED
LifePoint Health, Inc.
LPNT
$225K 0.07%
+3,488
New +$213K
KKR icon
188
KKR & Co
KKR
$92.3B
$218K 0.07%
8,000
-3,000
-27% -$80.1K
SBUX icon
189
Starbucks
SBUX
$120B
$218K 0.07%
+3,843
New +$203K
TXRH icon
190
Texas Roadhouse
TXRH
$13.7B
$215K 0.07%
3,100
– –
HSY icon
191
Hershey
HSY
$36.6B
$211K 0.07%
+2,073
New +$205K
UPS icon
192
United Parcel Service
UPS
$88.9B
$209K 0.07%
+1,789
New +$211K
PGF icon
193
Invesco Financial Preferred ETF
PGF
$672M
$208K 0.07%
11,450
– –
NWL icon
194
Newell Brands
NWL
$2.56B
$207K 0.06%
10,200
-600
-6% -$14.1K
TECK icon
195
Teck Resources
TECK
$32.6B
$207K 0.06%
8,600
– –
RTN
196
DELISTED
Raytheon Company
RTN
$207K 0.06%
+1,000
New +$199K
GE icon
197
GE Aerospace
GE
$384B
$179K 0.06%
3,315
-208
-6% -$12.8K
BGC icon
198
BGC Group
BGC
$4.89B
$162K 0.05%
21,304
+1,089
+5% +$8.06K
FLEX icon
199
Flex
FLEX
$44.8B
$154K 0.05%
15,526
-2,654
-15% -$27.8K
WPG
200
DELISTED
Washington Prime Group Inc.
WPG
$132K 0.04%
2,005
+888
+79% +$61.4K
5 6 7
8
9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.