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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
176
S&P Global
SPGI
$120B
$279K 0.09%
1,649
– –
TXRH icon
177
Texas Roadhouse
TXRH
$13.7B
$279K 0.09%
5,300
– –
CAG icon
178
Conagra Brands
CAG
$7.23B
$271K 0.09%
7,195
-1,500
-17% -$53.3K
NLY icon
179
Annaly Capital Management
NLY
$17.4B
$271K 0.09%
5,704
+91
+2% +$4.32K
MCHP icon
180
Microchip Technology
MCHP
$46B
$260K 0.09%
5,918
+318
+6% +$14.4K
FTV icon
181
Fortive
FTV
$18.6B
$256K 0.08%
5,604
– –
TSCO icon
182
Tractor Supply
TSCO
$18B
$256K 0.08%
17,100
-1,750
-9% -$22.5K
IWN icon
183
iShares Russell 2000 Value ETF
IWN
$14.6B
$253K 0.08%
2,011
– –
CHDN icon
184
Churchill Downs
CHDN
$6.12B
$250K 0.08%
6,450
– –
UPS icon
185
United Parcel Service
UPS
$88.9B
$237K 0.08%
1,989
+150
+8% +$17.6K
SHW icon
186
Sherwin-Williams
SHW
$89.8B
$236K 0.08%
1,725
– –
SBUX icon
187
Starbucks
SBUX
$120B
$234K 0.08%
4,083
-300
-7% -$17K
HSY icon
188
Hershey
HSY
$36.6B
$229K 0.08%
2,020
– –
IBM icon
189
IBM
IBM
$224B
$229K 0.08%
1,562
– –
WELL icon
190
Welltower
WELL
$171B
$223K 0.07%
+3,500
New +$235K
TAP icon
191
Molson Coors Class B
TAP
$8.09B
$222K 0.07%
2,700
-300
-10% -$24.3K
D icon
192
Dominion Energy
D
$59.3B
$219K 0.07%
2,696
– –
ZBH icon
193
Zimmer Biomet
ZBH
$18.4B
$217K 0.07%
1,854
– –
FLEX icon
194
Flex
FLEX
$44.8B
$215K 0.07%
15,858
– –
TECK icon
195
Teck Resources
TECK
$32.6B
$215K 0.07%
+8,200
New +$187K
CAH icon
196
Cardinal Health
CAH
$55.4B
$213K 0.07%
3,480
-2,425
-41% -$150K
TEN
197
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$211K 0.07%
3,600
-1,000
-22% -$59.1K
STX icon
198
Seagate
STX
$184B
$209K 0.07%
5,000
-3,800
-43% -$145K
BGC icon
199
BGC Group
BGC
$4.89B
$197K 0.06%
20,215
– –
STON
200
DELISTED
StoneMor Inc.
STON
$192K 0.06%
29,307
-8,500
-22% -$57K
5 6 7
8
9

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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.