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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
176
Blackstone
BX
$110B
$267K 0.09%
8,000
+1,500
+23% +$49.4K
TXRH icon
177
Texas Roadhouse
TXRH
$13.7B
$260K 0.09%
5,300
– –
SPGI icon
178
S&P Global
SPGI
$120B
$258K 0.09%
1,649
– –
OXY icon
179
Occidental Petroleum
OXY
$55.9B
$257K 0.09%
4,000
– –
MCHP icon
180
Microchip Technology
MCHP
$46B
$251K 0.08%
5,600
– –
FTV icon
181
Fortive
FTV
$18.6B
$250K 0.08%
5,604
– –
IWN icon
182
iShares Russell 2000 Value ETF
IWN
$14.6B
$250K 0.08%
2,011
-450
-18% -$53K
STON
183
DELISTED
StoneMor Inc.
STON
$247K 0.08%
37,807
-3,475
-8% -$24K
TAP icon
184
Molson Coors Class B
TAP
$8.09B
$245K 0.08%
3,000
-2,925
-49% -$257K
TSCO icon
185
Tractor Supply
TSCO
$18B
$239K 0.08%
18,850
-1,500
-7% -$17K
SBUX icon
186
Starbucks
SBUX
$120B
$235K 0.08%
4,383
-300
-6% -$16.6K
KKR icon
187
KKR & Co
KKR
$92.3B
$234K 0.08%
+11,500
New +$218K
USA icon
188
Liberty All-Star Equity Fund
USA
$1.85B
$224K 0.08%
37,200
+1,500
+4% +$8.62K
CHDN icon
189
Churchill Downs
CHDN
$6.12B
$222K 0.07%
+6,450
New +$207K
HSY icon
190
Hershey
HSY
$36.6B
$221K 0.07%
2,020
– –
UPS icon
191
United Parcel Service
UPS
$88.9B
$221K 0.07%
1,839
– –
MGA icon
192
Magna International
MGA
$18.8B
$219K 0.07%
4,100
-300
-7% -$14.5K
IBM icon
193
IBM
IBM
$224B
$217K 0.07%
1,562
-209
-12% -$29.1K
ZBH icon
194
Zimmer Biomet
ZBH
$18.4B
$211K 0.07%
1,854
– –
D icon
195
Dominion Energy
D
$59.3B
$207K 0.07%
2,696
– –
SHW icon
196
Sherwin-Williams
SHW
$89.8B
$206K 0.07%
1,725
– –
LPNT
197
DELISTED
LifePoint Health, Inc.
LPNT
$203K 0.07%
3,509
– –
FLEX icon
198
Flex
FLEX
$44.8B
$198K 0.07%
+15,858
New +$195K
KMI icon
199
Kinder Morgan
KMI
$68.7B
$198K 0.07%
+10,325
New +$201K
BGC icon
200
BGC Group
BGC
$4.89B
$188K 0.06%
20,215
– –
5 6 7
8
9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.