RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$195M
AUM Growth
+$3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
195
New
Increased
Reduced
Closed

Top Buys

1
+$1.64M
2
+$1.63M
3
+$1.06M
4
WDC icon
Western Digital
WDC
+$974K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K

Top Sells

1
+$932K
2
+$862K
3
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$701K
5
WMB icon
Williams Companies
WMB
+$482K

Sector Composition

1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$146K 0.07%
12,029
-1,300
177
$123K 0.06%
18,660
178
$116K 0.06%
12,500
179
$112K 0.06%
14,200
-22,400
180
$96K 0.05%
+1,375
181
$45K 0.02%
14,288
+2,858
182
$12K 0.01%
833
183
– –
-1
184
– –
-3,350
185
– –
-10,500
186
– –
-24,530
187
– –
-18,728
188
– –
-12,549
189
– –
-13,700
190
– –
-4,700
191
– –
-3,510
4 5 6 7
8