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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
176
Ford
F
$55.7B
$146K 0.07%
12,029
-1,300
-10% -$15.8K
BGC icon
177
BGC Group
BGC
$4.89B
$123K 0.06%
18,660
– –
TSL
178
DELISTED
Trina Solar Limited
TSL
$116K 0.06%
12,500
– –
KND
179
DELISTED
Kindred Healthcare
KND
$112K 0.06%
14,200
-22,400
-61% -$184K
TWO
180
Two Harbors Investment
TWO
$1.27B
$96K 0.05%
+1,375
New +$93.6K
LCTX icon
181
Lineage Cell Therapeutics
LCTX
$278M
$45K 0.02%
14,288
+2,858
+25% +$8.78K
ENFY
182
DELISTED
Enlightify Inc
ENFY
$12K 0.01%
833
– –
BRK.A icon
183
Berkshire Hathaway Class A
BRK.A
$1.12T
– –
-1
Closed -$216K
EWJ icon
184
iShares MSCI Japan ETF
EWJ
$22.8B
– –
-3,350
Closed -$168K
EXG icon
185
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
– –
-10,500
Closed -$91K
FXI icon
186
iShares China Large-Cap ETF
FXI
$4.31B
– –
-24,530
Closed -$932K
IWR icon
187
iShares Russell Mid-Cap ETF
IWR
$57.5B
– –
-18,728
Closed -$816K
WMT icon
188
Walmart Inc
WMT
$890B
– –
-12,549
Closed -$302K
AMID
189
DELISTED
American Midstream Partners, LP
AMID
– –
-13,700
Closed -$202K
BHI
190
DELISTED
Baker Hughes
BHI
– –
-4,700
Closed -$237K
LPNT
191
DELISTED
LifePoint Health, Inc.
LPNT
– –
-3,510
Closed -$208K
4 5 6 7
8

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.