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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
176
iShares MSCI Japan ETF
EWJ
$22.8B
$168K 0.09%
+3,350
New +$163K
F icon
177
Ford
F
$55.7B
$161K 0.08%
13,329
-2,000
-13% -$25.2K
TSL
178
DELISTED
Trina Solar Limited
TSL
$128K 0.07%
12,500
-2,000
-14% -$19.6K
BGC icon
179
BGC Group
BGC
$4.89B
$105K 0.05%
18,660
– –
EXG icon
180
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$91K 0.05%
10,500
– –
LCTX icon
181
Lineage Cell Therapeutics
LCTX
$278M
$39K 0.02%
+11,430
New +$31.6K
ENFY
182
DELISTED
Enlightify Inc
ENFY
$15K 0.01%
833
– –
EWZ icon
183
iShares MSCI Brazil ETF
EWZ
$8.95B
– –
-15,600
Closed -$471K
GM icon
184
General Motors
GM
$76.8B
– –
-11,850
Closed -$335K
HSY icon
185
Hershey
HSY
$36.6B
– –
-2,020
Closed -$229K
KKR icon
186
KKR & Co
KKR
$92.3B
– –
-12,828
Closed -$158K
SBUX icon
187
Starbucks
SBUX
$120B
– –
-3,584
Closed -$205K
SKX
188
DELISTED
Skechers
SKX
– –
-8,800
Closed -$262K
HTZ
189
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-20,977
Closed -$202K
EMC
190
DELISTED
EMC CORPORATION
EMC
– –
-32,215
Closed -$875K
4 5 6 7
8

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Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.