RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
195
New
Increased
Reduced
Closed

Top Buys

1
+$899K
2
+$876K
3
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

1
+$875K
2
+$607K
3
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$168K 0.09%
+3,350
177
$161K 0.08%
13,329
-2,000
178
$128K 0.07%
12,500
-2,000
179
$105K 0.05%
18,660
180
$91K 0.05%
10,500
181
$39K 0.02%
+11,430
182
$15K 0.01%
833
183
– –
-15,600
184
– –
-11,850
185
– –
-2,020
186
– –
-3,584
187
– –
-8,800
188
– –
-20,977
189
– –
-32,215
190
– –
-12,828
4 5 6 7
8