RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+4.14%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$192M
AUM Growth
+$192M
Cap. Flow
+$4.07M
Cap. Flow %
2.12%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
46
Reduced
57
Closed
9

Top Buys

1
FXI icon
iShares China Large-Cap ETF
FXI
$932K
2
GE icon
GE Aerospace
GE
$833K
3
T icon
AT&T
T
$755K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$703K
5
TAP icon
Molson Coors Class B
TAP
$651K

Top Sells

1
EMC
EMC CORPORATION
EMC
$875K
2
WMB icon
Williams Companies
WMB
$626K
3
M icon
Macy's
M
$621K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
$471K
5
GM icon
General Motors
GM
$335K

Sector Composition

1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EWJ icon
176
iShares MSCI Japan ETF
EWJ
$15.3B
$168K 0.09%
+13,400
New +$168K
F icon
177
Ford
F
$46.8B
$161K 0.08%
13,329
-2,000
-13% -$24.2K
TSL
178
DELISTED
Trina Solar Limited
TSL
$128K 0.07%
12,500
-2,000
-14% -$20.5K
BGC icon
179
BGC Group
BGC
$4.65B
$105K 0.05%
12,000
– –
EXG icon
180
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.73B
$91K 0.05%
10,500
– –
LCTX icon
181
Lineage Cell Therapeutics
LCTX
$267M
$39K 0.02%
+10,000
New +$39K
ENFY
182
Enlightify Inc.
ENFY
$15.9M
$15K 0.01%
10,000
– –
EWZ icon
183
iShares MSCI Brazil ETF
EWZ
$5.45B
– –
-15,600
Closed -$471K
GM icon
184
General Motors
GM
$55.8B
– –
-11,850
Closed -$335K
HSY icon
185
Hershey
HSY
$37.3B
– –
-2,020
Closed -$229K
KKR icon
186
KKR & Co
KKR
$124B
– –
-12,828
Closed -$158K
SBUX icon
187
Starbucks
SBUX
$100B
– –
-3,584
Closed -$205K
SKX icon
188
Skechers
SKX
$9.48B
– –
-8,800
Closed -$262K
HTZ
189
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-18,225
Closed -$202K
EMC
190
DELISTED
EMC CORPORATION
EMC
– –
-32,215
Closed -$875K
4 5 6 7
8