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RIM
Regent Investment Management Portfolio holdings
AUM
$373M
1-Year Est. Return
10.22%
This Fund
S&P 500
This Quarter
Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
(+3.1%)
Cap. Flow
-$1.53M
Cap. Flow
% of AUM
-0.82%
Top 10 Holdings %
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$1.61M |
| 2 |
KND
Kindred Healthcare
KND
|
+$962K |
| 3 |
Vanguard FTSE Pacific ETF
VPL
|
+$943K |
| 4 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$370K |
| 5 |
iShares Expanded Tech-Software Sector ETF
IGV
|
+$356K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Growth ETF
IWF
|
+$1.52M |
| 2 |
Kinder Morgan
KMI
|
+$828K |
| 3 |
LRFC
Logan Ridge Finance Corp
LRFC
|
+$447K |
| 4 |
Macy's
M
|
+$443K |
| 5 |
Viatris
VTRS
|
+$387K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 29.18% |
| 2 | Financials | 12.52% |
| 3 | Consumer Staples | 10.75% |
| 4 | Technology | 9.42% |
| 5 | Communication Services | 9.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
BGC Group
BGC
$4.89B
| $118K | 0.06% |
18,660
| – | – |
|
177
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
| $93K | 0.05% |
10,500
| – | – |
|
|
ENFY
178
DELISTED
Enlightify Inc
ENFY
| $17K | 0.01% |
917
+84
| +10% | +$1.74K |
|
179
Flex
FLEX
$44.8B
| – | – |
-15,592
| Closed | -$124K |
|
180
HP
HPQ
$27.5B
| – | – |
-26,699
| Closed | -$311K |
|
|
PPLI
181
People Inc
PPLI
$3.1B
| – | – |
-17,374
| Closed | -$203K |
|
|
182
iShares Russell 1000 Growth ETF
IWF
$128B
| – | – |
-65,368
| Closed | -$1.52M |
|
|
SNP
183
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| – | – |
-4,030
| Closed | -$248K |
|
|
WEB
184
DELISTED
Web.com Group, Inc.
WEB
| – | – |
-9,588
| Closed | -$202K |
|
|
SGF
185
DELISTED
Aberdeen Singapore Fund
SGF
| – | – |
-10,000
| Closed | -$86K |
|
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Regent Investment Management's Q4 2015 Portfolio in Review
As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.
By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.
- Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
- Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
- Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
- Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
- Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
- Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
- Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.
Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.