RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
188
New
Increased
Reduced
Closed

Top Buys

1
+$1.52M
2
+$932K
3
+$885K
4
XLK icon
Technology Select Sector SPDR Fund
XLK
+$368K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$358K

Top Sells

1
+$1.52M
2
+$518K
3
+$435K
4
LRFC
Logan Ridge Finance Corp
LRFC
+$403K
5
M icon
Macy's
M
+$358K

Sector Composition

1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$118K 0.06%
18,660
177
$93K 0.05%
10,500
178
$17K 0.01%
917
+84
179
– –
-15,592
180
– –
-26,699
181
– –
-17,374
182
– –
-16,342
183
– –
-4,030
184
– –
-9,588
185
– –
-10,000
4 5 6 7
8