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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
176
BP
BP
$107B
– –
-9,919
Closed -$334K
BX icon
177
Blackstone
BX
$110B
– –
-6,624
Closed -$266K
CAT icon
178
Caterpillar
CAT
$387B
– –
-3,655
Closed -$310K
DXJ icon
179
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
– –
-16,820
Closed -$962K
FXI icon
180
iShares China Large-Cap ETF
FXI
$4.31B
– –
-37,350
Closed -$1.72M
IBB icon
181
iShares Biotechnology ETF
IBB
$9.71B
– –
-5,685
Closed -$699K
PAA icon
182
Plains All American Pipeline
PAA
$16.1B
– –
-6,100
Closed -$266K
PHG icon
183
Philips
PHG
$26.1B
– –
-17,884
Closed -$326K
SCHB icon
184
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-25,176
Closed -$211K
SPY icon
185
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-1,250
Closed -$257K
XHB icon
186
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-14,500
Closed -$531K
XLY icon
187
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
– –
-14,400
Closed -$551K
DCP
188
DELISTED
DCP Midstream, LP
DCP
– –
-7,195
Closed -$221K
YHOO
189
DELISTED
Yahoo Inc
YHOO
– –
-6,250
Closed -$246K
TPI
190
DELISTED
TIANYIN PHARMACEUTICAL
TPI
– –
-16,600
Closed -$8K
CYNI
191
DELISTED
CYAN INC COM
CYNI
– –
-16,200
Closed -$85K
KRFT
192
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-10,040
Closed -$855K
IMX
193
DELISTED
IMPLANT SCIENCES CORP
IMX
– –
-15,000
Closed -$12K
CAST
194
DELISTED
ChinaCast Education Corporation Common Stock
CAST
– –
-10,400
Closed –
4 5 6 7
8

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.