RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
-8.89%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$181M
AUM Growth
+$181M
Cap. Flow
+$3.12M
Cap. Flow %
1.72%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
51
Closed
20

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$2.52M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.52M
3
KHC icon
Kraft Heinz
KHC
$1.12M
4
KMB icon
Kimberly-Clark
KMB
$878K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
$785K

Top Sells

1
GOOG icon
Alphabet (Google) Class C
GOOG
$2.39M
2
FXI icon
iShares China Large-Cap ETF
FXI
$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
$1.46M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$855K

Sector Composition

1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BP icon
176
BP
BP
$89.9B
– –
-8,346
Closed -$334K
BX icon
177
Blackstone
BX
$131B
– –
-6,500
Closed -$266K
CAT icon
178
Caterpillar
CAT
$195B
– –
-3,655
Closed -$310K
DXJ icon
179
WisdomTree Japan Hedged Equity Fund
DXJ
$3.73B
– –
-16,820
Closed -$962K
FXI icon
180
iShares China Large-Cap ETF
FXI
$6.68B
– –
-37,350
Closed -$1.72M
IBB icon
181
iShares Biotechnology ETF
IBB
$5.69B
– –
-1,895
Closed -$699K
PAA icon
182
Plains All American Pipeline
PAA
$12.5B
– –
-6,100
Closed -$266K
PHG icon
183
Philips
PHG
$25.9B
– –
-12,800
Closed -$326K
SCHB icon
184
Schwab US Broad Market ETF
SCHB
$35.8B
– –
-4,196
Closed -$211K
SPY icon
185
SPDR S&P 500 ETF Trust
SPY
$651B
– –
-1,250
Closed -$257K
XHB icon
186
SPDR S&P Homebuilders ETF
XHB
$1.9B
– –
-14,500
Closed -$531K
XLY icon
187
Consumer Discretionary Select Sector SPDR Fund
XLY
$23B
– –
-7,200
Closed -$551K
DCP
188
DELISTED
DCP Midstream, LP
DCP
– –
-7,195
Closed -$221K
YHOO
189
DELISTED
Yahoo Inc
YHOO
– –
-6,250
Closed -$246K
TPI
190
DELISTED
TIANYIN PHARMACEUTICAL
TPI
– –
-16,600
Closed -$8K
CYNI
191
DELISTED
CYAN INC COM
CYNI
– –
-16,200
Closed -$85K
KRFT
192
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-10,040
Closed -$855K
IMX
193
DELISTED
IMPLANT SCIENCES CORP
IMX
– –
-15,000
Closed -$12K
CAST
194
DELISTED
ChinaCast Education Corporation Common Stock
CAST
– –
-10,400
Closed –
4 5 6 7
8