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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$199M
AUM Growth
+$1.48M
Cap. Flow
+$675K
Cap. Flow %
0.34%
Top 10 Hldgs %
27.15%
Holding
197
New
7
Increased
49
Reduced
64
Closed
12

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$975K
2
AGN
Allergan plc
AGN
+$816K
3
JPM icon
JPMorgan Chase
JPM
+$801K
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$551K
5
LRFC
Logan Ridge Finance Corp
LRFC
+$502K

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$964K
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$881K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$560K
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$464K
5
MDT icon
Medtronic
MDT
+$306K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.33%
3 Technology 9.75%
4 Consumer Discretionary 9.44%
5 Energy 8.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNI
176
DELISTED
CYAN INC COM
CYNI
$85K 0.04%
+16,200
New +$78.2K
BGC icon
177
BGC Group
BGC
$4.89B
$61K 0.03%
10,885
– –
ENFY
178
DELISTED
Enlightify Inc
ENFY
$21K 0.01%
+833
New +$21K
EXG icon
179
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$19K 0.01%
2,000
– –
IMX
180
DELISTED
IMPLANT SCIENCES CORP
IMX
$12K 0.01%
15,000
-9,000
-38% -$7.2K
TPI
181
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$8K ﹤0.01%
16,600
– –
CAR icon
182
Avis
CAR
$5.02B
– –
-5,000
Closed -$295K
SU icon
183
Suncor Energy
SU
$70.3B
– –
-7,150
Closed -$209K
UPS icon
184
United Parcel Service
UPS
$88.9B
– –
-2,165
Closed -$210K
XLV icon
185
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-7,725
Closed -$560K
RDS.A
186
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,677
Closed -$205K
VIAB
187
DELISTED
Viacom Inc. Class B
VIAB
– –
-3,700
Closed -$253K
NSM
188
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-9,500
Closed -$235K
MWE
189
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-3,215
Closed -$213K
CRESW
190
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
– –
-89,740
Closed -$2K
ESV
191
DELISTED
Ensco Rowan plc
ESV
– –
-2,424
Closed -$204K
CAM
192
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-4,950
Closed -$223K
CAST
193
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$0 ﹤0.01%
10,400
– –
4 5 6 7
8

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MPAM
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Regent Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Regent Investment Management held 197 positions worth $199M, up 0.75% from $197M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q2 2015 filing shows 7 new, 49 increased, 64 reduced and 12 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K. The largest sale was Conagra Brands, an estimated $964K.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 27% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q2 2015 buy was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K.
  • Regent Investment Management added most to Allergan plc in Q2 2015, an estimated $816K increase.
  • Regent Investment Management's biggest Q2 2015 reduction was Conagra Brands, cutting an estimated $964K.
  • Regent Investment Management fully exited State Street Health Care Select Sector SPDR ETF in Q2 2015, selling an estimated $560K.
  • Regent Investment Management's ten largest holdings make up 27% of its $199M portfolio in Q2 2015.
  • Regent Investment Management opened 7 new positions and closed 12 in Q2 2015.
  • Regent Investment Management's portfolio value rose 0.75% quarter-over-quarter to $199M.

Based on Regent Investment Management's 13F filing for Q2 2015, filed 15 Jul 2015.