RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$199M
AUM Growth
+$1.48M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
197
New
Increased
Reduced
Closed

Top Buys

1
+$975K
2
+$816K
3
+$801K
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$551K
5
LRFC
Logan Ridge Finance Corp
LRFC
+$502K

Top Sells

1
+$964K
2
+$881K
3
+$560K
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$464K
5
MDT icon
Medtronic
MDT
+$306K

Sector Composition

1 Healthcare 28%
2 Financials 12.33%
3 Technology 9.75%
4 Consumer Discretionary 9.44%
5 Energy 8.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$85K 0.04%
+16,200
177
$61K 0.03%
10,885
178
$21K 0.01%
+833
179
$19K 0.01%
2,000
180
$12K 0.01%
15,000
-9,000
181
$8K ﹤0.01%
16,600
182
– –
-2,165
183
– –
-7,725
184
– –
-3,434
185
– –
-2,424
186
– –
-4,950
187
$0 ﹤0.01%
10,400
188
– –
-5,000
189
– –
-7,150
190
– –
-9,500
191
– –
-3,700
192
– –
-3,215
193
– –
-89,740
4 5 6 7
8