RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$195M
AUM Growth
-$255K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
205
New
Increased
Reduced
Closed

Top Buys

1
+$1.55M
2
+$733K
3
+$599K
4
XLV icon
Health Care Select Sector SPDR Fund
XLV
+$528K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$470K

Top Sells

1
+$1.69M
2
+$1.05M
3
+$734K
4
DEO icon
Diageo
DEO
+$723K
5
DIS icon
Walt Disney
DIS
+$650K

Sector Composition

1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$237K 0.12%
7,133
-510
177
$223K 0.11%
3,430
-3,500
178
$222K 0.11%
8,606
+500
179
$219K 0.11%
+3,300
180
$216K 0.11%
+2,200
181
$214K 0.11%
+2,600
182
$209K 0.11%
11,450
183
$194K 0.1%
4,481
-250
184
$178K 0.09%
21,166
185
$175K 0.09%
+7,548
186
$119K 0.06%
10,000
187
$64K 0.03%
+10,885
188
$26K 0.01%
24,000
+14,000
189
$15K 0.01%
20,252
-5,000
190
$1K ﹤0.01%
89,740
-11,210
191
– –
-3,300
192
– –
-1,000
193
– –
-24,202
194
– –
-6,517
195
– –
-4,470
196
– –
-17,490
197
– –
-18,188
198
– –
-10,926
199
$0 ﹤0.01%
10,400
-6,000
200
– –
-13,000
5 6 7
8
9