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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
176
Blackstone
BX
$110B
$237K 0.12%
7,133
-510
-7% -$16K
ETP
177
DELISTED
Energy Transfer Partners L.p.
ETP
$223K 0.11%
3,430
-3,500
-51% -$224K
IFN
178
Aberdeen India Fund
IFN
$504M
$222K 0.11%
8,606
+500
+6% +$13.7K
CAR icon
179
Avis
CAR
$5.02B
$219K 0.11%
+3,300
New +$189K
LEA icon
180
Lear
LEA
$8.18B
$216K 0.11%
+2,200
New +$202K
RCL icon
181
Royal Caribbean
RCL
$85.6B
$214K 0.11%
+2,600
New +$182K
PGF icon
182
Invesco Financial Preferred ETF
PGF
$674M
$209K 0.11%
11,450
– –
NLY icon
183
Annaly Capital Management
NLY
$17.4B
$194K 0.1%
4,481
-250
-5% -$11.3K
FLEX icon
184
Flex
FLEX
$44.8B
$178K 0.09%
21,166
– –
KKR icon
185
KKR & Co
KKR
$92.3B
$175K 0.09%
+7,548
New +$165K
SGF
186
DELISTED
Aberdeen Singapore Fund
SGF
$119K 0.06%
10,000
– –
BGC icon
187
BGC Group
BGC
$4.89B
$64K 0.03%
+10,885
New +$58.4K
IMX
188
DELISTED
IMPLANT SCIENCES CORP
IMX
$26K 0.01%
24,000
+14,000
+140% +$15.2K
TPI
189
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$15K 0.01%
20,252
-5,000
-20% -$2.74K
CRESW
190
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$1K ﹤0.01%
89,740
-11,210
-11% -$125
CAH icon
191
Cardinal Health
CAH
$55.4B
– –
-3,300
Closed -$247K
ITP icon
192
IT Tech Packaging
ITP
$2.99M
– –
-1,000
Closed -$14K
IWS icon
193
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-24,202
Closed -$1.69M
TFC icon
194
Truist Financial
TFC
$64B
– –
-6,517
Closed -$242K
URI icon
195
United Rentals
URI
$72.4B
– –
-4,470
Closed -$497K
WMT icon
196
Walmart Inc
WMT
$890B
– –
-17,490
Closed -$446K
WEB
197
DELISTED
Web.com Group, Inc.
WEB
– –
-18,188
Closed -$363K
CBP
198
DELISTED
CHINA BOTANIC PHARMACEUTICAL INC COM STK (NV)
CBP
– –
-10,926
Closed –
CAST
199
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$0 ﹤0.01%
10,400
-6,000
-37% –
YUII
200
DELISTED
YUHE INTERNATIONAL, INC. COMMON STOCK (NV)
YUII
– –
-13,000
Closed –
5 6 7
8
9

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MPAM
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.