We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEON icon
176
VEON
VEON
$3.95B
$117K 0.06%
520
– –
GPRC
177
DELISTED
GUANWEI RECYCLING CORP XOM STK (NV)
GPRC
$28K 0.01%
10,000
– –
ITP icon
178
IT Tech Packaging
ITP
$2.99M
$24K 0.01%
+1,000
New +$25.3K
TPI
179
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$24K 0.01%
24,600
– –
CRESW
180
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$5K ﹤0.01%
100,950
– –
CAST
181
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$1K ﹤0.01%
16,400
– –
YUII
182
DELISTED
YUHE INTERNATIONAL, INC. COMMON STOCK (NV)
YUII
$1K ﹤0.01%
13,000
– –
BIDU icon
183
Baidu
BIDU
$37.2B
– –
-1,250
Closed -$222K
DUK icon
184
Duke Energy
DUK
$97.3B
– –
-3,519
Closed -$243K
IWF icon
185
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-46,936
Closed -$1.01M
IYT icon
186
iShares US Transportation ETF
IYT
$2.28B
– –
-16,000
Closed -$528K
K
187
DELISTED
Kellanova
K
– –
-8,014
Closed -$460K
KRE icon
188
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
– –
-12,500
Closed -$508K
PCH
189
DELISTED
PotlatchDeltic
PCH
– –
-4,800
Closed -$200K
SWKS icon
190
Skyworks Solutions
SWKS
$10.6B
– –
-12,500
Closed -$357K
TPR icon
191
Tapestry
TPR
$32.8B
– –
-3,971
Closed -$223K
XLI icon
192
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
– –
-10,150
Closed -$530K
ANH
193
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-11,000
Closed -$46K
SE
194
DELISTED
Spectra Energy Corp Wi
SE
– –
-17,885
Closed -$637K
CAVM
195
DELISTED
Cavium, Inc.
CAVM
– –
-7,600
Closed -$262K
CBP
196
DELISTED
CHINA BOTANIC PHARMACEUTICAL INC COM STK (NV)
CBP
$0 ﹤0.01%
10,926
– –
WATG
197
DELISTED
Wonder Auto Technology, Inc. Common Stock
WATG
– –
-14,000
Closed –
HQS
198
DELISTED
HQ Sustainable Maritime Industries, Inc. New Common Stock
HQS
$0 ﹤0.01%
10,200
– –
4 5 6 7
8

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.