RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+1.65%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$189M
AUM Growth
+$189M
Cap. Flow
+$8.84M
Cap. Flow %
4.67%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

1
PG icon
Procter & Gamble
PG
$966K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
$811K
3
LLY icon
Eli Lilly
LLY
$802K
4
VZ icon
Verizon
VZ
$710K
5
CELG
Celgene Corp
CELG
$603K

Top Sells

1
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.01M
2
SE
Spectra Energy Corp Wi
SE
$637K
3
VOD icon
Vodafone
VOD
$628K
4
XLI icon
Industrial Select Sector SPDR Fund
XLI
$530K
5
IYT icon
iShares US Transportation ETF
IYT
$528K

Sector Composition

1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VEON icon
176
VEON
VEON
$4.05B
$117K 0.06%
13,000
– –
GPRC
177
DELISTED
GUANWEI RECYCLING CORP XOM STK (NV)
GPRC
$28K 0.01%
10,000
– –
ITP icon
178
IT Tech Packaging
ITP
$3.41M
$24K 0.01%
+10,000
New +$24K
TPI
179
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$24K 0.01%
24,600
– –
CRESW
180
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$5K ﹤0.01%
100,950
– –
CAST
181
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$1K ﹤0.01%
16,400
– –
YUII
182
DELISTED
YUHE INTERNATIONAL, INC. COMMON STOCK (NV)
YUII
$1K ﹤0.01%
13,000
– –
BIDU icon
183
Baidu
BIDU
$32.8B
– –
-1,250
Closed -$222K
DUK icon
184
Duke Energy
DUK
$95.3B
– –
-3,519
Closed -$243K
IWF icon
185
iShares Russell 1000 Growth ETF
IWF
$116B
– –
-11,734
Closed -$1.01M
IYT icon
186
iShares US Transportation ETF
IYT
$613M
– –
-4,000
Closed -$528K
K icon
187
Kellanova
K
$27.6B
– –
-7,525
Closed -$460K
KRE icon
188
SPDR S&P Regional Banking ETF
KRE
$3.99B
– –
-12,500
Closed -$508K
PCH icon
189
PotlatchDeltic
PCH
$3.25B
– –
-4,800
Closed -$200K
SWKS icon
190
Skyworks Solutions
SWKS
$11.1B
– –
-12,500
Closed -$357K
TPR icon
191
Tapestry
TPR
$21.2B
– –
-3,971
Closed -$223K
XLI icon
192
Industrial Select Sector SPDR Fund
XLI
$23.3B
– –
-10,150
Closed -$530K
ANH
193
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-11,000
Closed -$46K
SE
194
DELISTED
Spectra Energy Corp Wi
SE
– –
-17,885
Closed -$637K
CAVM
195
DELISTED
Cavium, Inc.
CAVM
– –
-7,600
Closed -$262K
CBP
196
DELISTED
CHINA BOTANIC PHARMACEUTICAL INC COM STK (NV)
CBP
$0 ﹤0.01%
10,926
– –
WATG
197
DELISTED
Wonder Auto Technology, Inc. Common Stock
WATG
– –
-14,000
Closed –
HQS
198
DELISTED
HQ Sustainable Maritime Industries, Inc. New Common Stock
HQS
$0 ﹤0.01%
10,200
– –
4 5 6 7
8