RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
202
New
Increased
Reduced
Closed

Top Buys

1
+$944K
2
+$792K
3
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

1
+$1.01M
2
+$637K
3
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$117K 0.06%
520
177
$28K 0.01%
10,000
178
$24K 0.01%
+1,000
179
$24K 0.01%
24,600
180
$5K ﹤0.01%
100,950
181
$1K ﹤0.01%
16,400
182
$1K ﹤0.01%
13,000
183
– –
-1,250
184
– –
-3,519
185
– –
-11,734
186
– –
-16,000
187
– –
-8,014
188
– –
-12,500
189
– –
-4,800
190
– –
-12,500
191
– –
-3,971
192
– –
-10,150
193
– –
-11,000
194
– –
-17,885
195
– –
-7,600
196
$0 ﹤0.01%
10,926
197
– –
-14,000
198
$0 ﹤0.01%
10,200
4 5 6 7
8