RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$178M
AUM Growth
+$26.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
193
New
Increased
Reduced
Closed

Top Buys

1
+$1.33M
2
+$1.01M
3
+$788K
4
BMY icon
Bristol-Myers Squibb
BMY
+$759K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$731K

Top Sells

1
+$846K
2
+$574K
3
+$539K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$435K
5
TMO icon
Thermo Fisher Scientific
TMO
+$368K

Sector Composition

1 Healthcare 22.18%
2 Consumer Staples 12.41%
3 Financials 11.62%
4 Energy 11.6%
5 Technology 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$19K 0.01%
24,600
-7,800
177
$8K ﹤0.01%
100,950
178
$1K ﹤0.01%
16,400
-7,000
179
$1K ﹤0.01%
13,000
-2,000
180
– –
-1,775
181
– –
-28,500
182
– –
-11,000
183
– –
-10,077
184
– –
-5,800
185
– –
-7,361
186
– –
-13,341
187
– –
-8,043
188
$0 ﹤0.01%
10,926
189
$0 ﹤0.01%
14,000
-2,000
190
$0 ﹤0.01%
10,200
4 5 6 7
8