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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$343M
AUM Growth
-$15.7M
Cap. Flow
+$5.36M
Cap. Flow %
1.56%
Top 10 Hldgs %
32.53%
Holding
203
New
9
Increased
56
Reduced
53
Closed
9

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$1.66M
2
BAC icon
Bank of America
BAC
+$940K
3
TECK icon
Teck Resources
TECK
+$670K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$602K
5
PANW icon
Palo Alto Networks
PANW
+$554K

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$858K
2
FCX icon
Freeport-McMoran
FCX
+$808K
3
BABA icon
Alibaba
BABA
+$517K
4
VZ icon
Verizon
VZ
+$471K
5
WBA
Walgreens Boots Alliance
WBA
+$271K

Sector Composition

Rank Sector Weight
1 Technology 22.16%
2 Healthcare 21.99%
3 Financials 12.43%
4 Communication Services 9.91%
5 Consumer Staples 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTRS icon
151
Viatris
VTRS
$18.6B
$348K 0.1%
40,856
+2,933
+8% +$28.9K
WAT icon
152
Waters Corp
WAT
$40.6B
$334K 0.1%
1,240
– –
MTUM icon
153
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$331K 0.1%
2,520
-28
-1% -$3.93K
LITE icon
154
Lumentum
LITE
$63.4B
$325K 0.09%
4,735
– –
STOR
155
DELISTED
STORE Capital Corporation
STOR
$324K 0.09%
+10,335
New +$294K
ILMN icon
156
Illumina
ILMN
$29.1B
$316K 0.09%
1,701
-52
-3% -$10.3K
LYB icon
157
LyondellBasell Industries
LYB
$20.6B
$309K 0.09%
4,100
– –
USMV icon
158
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$307K 0.09%
4,649
-120
-3% -$8.65K
GLOP
159
DELISTED
GASLOG PARTNERS LP
GLOP
$302K 0.09%
58,582
-20,000
-25% -$113K
KKR icon
160
KKR & Co
KKR
$99.8B
$301K 0.09%
7,000
– –
ATVI
161
DELISTED
Activision Blizzard
ATVI
$301K 0.09%
4,054
-101
-2% -$7.91K
WHR icon
162
Whirlpool
WHR
$2.85B
$299K 0.09%
2,215
– –
LHCG
163
DELISTED
LHC Group LLC
LHCG
$299K 0.09%
1,830
– –
USB icon
164
US Bancorp
USB
$100B
$294K 0.09%
7,292
+450
+7% +$20.8K
MO icon
165
Altria Group
MO
$108B
$293K 0.09%
7,265
– –
ENB icon
166
Enbridge
ENB
$113B
$290K 0.08%
7,830
– –
HI
167
DELISTED
Hillenbrand
HI
$283K 0.08%
7,713
– –
ET icon
168
Energy Transfer Partners
ET
$71.6B
$276K 0.08%
25,000
-3,168
-11% -$35.3K
SPGI icon
169
S&P Global
SPGI
$121B
$275K 0.08%
900
– –
CARR icon
170
Carrier Global
CARR
$52.1B
$270K 0.08%
7,597
– –
TSCO icon
171
Tractor Supply
TSCO
$18.5B
$270K 0.08%
7,250
– –
AMGN icon
172
Amgen
AMGN
$224B
$269K 0.08%
1,193
+35
+3% +$8.48K
SCHX icon
173
Schwab US Large- Cap ETF
SCHX
$74.4B
$268K 0.08%
18,993
+360
+2% +$5.65K
IWO icon
174
iShares Russell 2000 Growth ETF
IWO
$14.9B
$258K 0.08%
1,250
– –
IVV icon
175
iShares Core S&P 500 ETF
IVV
$902B
$252K 0.07%
703
– –
5 6
7
8 9

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
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TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Regent Investment Management held 203 positions worth $343M, down 4.4% from $358M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management's Q3 2022 filing shows 9 new, 56 increased, 53 reduced and 9 closed positions. Its largest new stake was Sysco: 5,350 shares worth $378K. The largest sale was Citigroup, an estimated $858K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q3 2022 buy was Sysco: 5,350 shares worth $378K.
  • Regent Investment Management added most to Mastercard in Q3 2022, an estimated $1.66M increase.
  • Regent Investment Management's biggest Q3 2022 reduction was Citigroup, cutting an estimated $858K.
  • Regent Investment Management fully exited Alibaba in Q3 2022, selling an estimated $517K.
  • Regent Investment Management's ten largest holdings make up 33% of its $343M portfolio in Q3 2022.
  • Regent Investment Management opened 9 new positions and closed 9 in Q3 2022.
  • Regent Investment Management's portfolio value fell 4.4% quarter-over-quarter to $343M.

Based on Regent Investment Management's 13F filing for Q3 2022, filed 18 Oct 2022.