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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
151
Ciena
CIEN
$54.9B
$453K 0.1%
5,887
– –
EBAY icon
152
eBay
EBAY
$47.9B
$452K 0.1%
6,800
– –
HIG icon
153
Hartford Financial Services
HIG
$38.7B
$449K 0.1%
6,500
– –
MDT icon
154
Medtronic
MDT
$114B
$440K 0.1%
4,257
+500
+13% +$57.9K
SPGI icon
155
S&P Global
SPGI
$121B
$437K 0.1%
925
– –
CI icon
156
Cigna
CI
$73.6B
$428K 0.09%
1,865
-91
-5% -$19.3K
CARR icon
157
Carrier Global
CARR
$52.3B
$417K 0.09%
7,682
-600
-7% -$32.4K
BHC icon
158
Bausch Health
BHC
$2.37B
$416K 0.09%
15,085
+325
+2% +$8.7K
FL
159
DELISTED
Foot Locker
FL
$414K 0.09%
9,490
-600
-6% -$28.5K
LYB icon
160
LyondellBasell Industries
LYB
$20.2B
$406K 0.09%
4,400
– –
USB icon
161
US Bancorp
USB
$100B
$403K 0.09%
7,177
+250
+4% +$14.8K
PSX icon
162
Phillips 66
PSX
$86B
$402K 0.09%
5,542
-435
-7% -$32.9K
HI
163
DELISTED
Hillenbrand
HI
$401K 0.09%
7,713
– –
KHC icon
164
Kraft Heinz
KHC
$29.6B
$396K 0.09%
11,018
+250
+2% +$8.98K
NFLX icon
165
Netflix
NFLX
$318B
$392K 0.09%
6,500
+1,000
+18% +$63.9K
GLOP
166
DELISTED
GASLOG PARTNERS LP
GLOP
$383K 0.08%
89,882
-20,000
-18% -$96.1K
NNN icon
167
NNN REIT
NNN
$8.8B
$382K 0.08%
7,950
+1,100
+16% +$50.5K
IWP icon
168
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$374K 0.08%
3,250
– –
USMV icon
169
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$374K 0.08%
4,619
– –
IWO icon
170
iShares Russell 2000 Growth ETF
IWO
$14.9B
$366K 0.08%
1,250
– –
TSCO icon
171
Tractor Supply
TSCO
$18B
$346K 0.08%
7,250
– –
MO icon
172
Altria Group
MO
$109B
$344K 0.08%
7,265
– –
ENB icon
173
Enbridge
ENB
$112B
$337K 0.07%
8,617
– –
IVV icon
174
iShares Core S&P 500 ETF
IVV
$904B
$336K 0.07%
703
-2,015
-74% -$929K
WY icon
175
Weyerhaeuser
WY
$18.2B
$335K 0.07%
8,125
-400
-5% -$15.2K
5 6
7
8 9

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
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TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.