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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
151
Atmos Energy
ATO
$28.4B
$441K 0.11%
5,000
– –
LITE icon
152
Lumentum
LITE
$63.3B
$441K 0.11%
5,275
– –
Z icon
153
Zillow
Z
$7.59B
$430K 0.1%
4,875
+1,115
+30% +$113K
CARR icon
154
Carrier Global
CARR
$52.3B
$429K 0.1%
8,282
– –
KKR icon
155
KKR & Co
KKR
$93.2B
$426K 0.1%
7,000
– –
KR icon
156
Kroger
KR
$34.6B
$425K 0.1%
10,500
– –
PSX icon
157
Phillips 66
PSX
$86B
$419K 0.1%
5,977
– –
LYB icon
158
LyondellBasell Industries
LYB
$20.2B
$413K 0.1%
4,400
-300
-6% -$29.4K
USB icon
159
US Bancorp
USB
$100B
$412K 0.1%
6,927
-100
-1% -$5.69K
BHC icon
160
Bausch Health
BHC
$2.37B
$411K 0.1%
14,760
-885
-6% -$25.1K
MTUM icon
161
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$408K 0.1%
2,325
+123
+6% +$21.9K
KHC icon
162
Kraft Heinz
KHC
$29.6B
$396K 0.09%
10,768
+780
+8% +$29.4K
SPGI icon
163
S&P Global
SPGI
$121B
$393K 0.09%
925
-10
-1% -$4.33K
CI icon
164
Cigna
CI
$73.6B
$392K 0.09%
1,956
– –
STX icon
165
Seagate
STX
$182B
$371K 0.09%
4,500
– –
IWO icon
166
iShares Russell 2000 Growth ETF
IWO
$14.9B
$367K 0.09%
1,250
– –
IWP icon
167
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$364K 0.09%
3,250
– –
VMEO
168
DELISTED
Vimeo
VMEO
$346K 0.08%
11,789
-11,471
-49% -$453K
ENB icon
169
Enbridge
ENB
$112B
$343K 0.08%
8,617
+300
+4% +$11.8K
USMV icon
170
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$339K 0.08%
4,619
-15
-0.3% -$1.14K
NFLX icon
171
Netflix
NFLX
$318B
$336K 0.08%
5,500
+900
+20% +$49.5K
MO icon
172
Altria Group
MO
$109B
$331K 0.08%
7,265
– –
HI
173
DELISTED
Hillenbrand
HI
$329K 0.08%
7,713
– –
ETRN
174
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$325K 0.08%
32,000
– –
ATVI
175
DELISTED
Activision Blizzard
ATVI
$322K 0.08%
4,155
– –
5 6
7
8 9

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YWP
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BC
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MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.