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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$427M
AUM Growth
+$29.4M
Cap. Flow
+$1.09M
Cap. Flow %
0.26%
Top 10 Hldgs %
35.32%
Holding
218
New
14
Increased
50
Reduced
83
Closed
8

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$1.69M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.17M
3
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$1.14M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.14M
5
VMEO
Vimeo
VMEO
+$1.07M

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.03M
2
T icon
AT&T
T
+$1.56M
3
PPLI
People Inc
PPLI
+$1.29M
4
AAPL icon
Apple
AAPL
+$797K
5
CHDN icon
Churchill Downs
CHDN
+$752K

Sector Composition

Rank Sector Weight
1 Technology 22.18%
2 Healthcare 18.07%
3 Communication Services 14.13%
4 Financials 12.58%
5 Consumer Discretionary 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
151
Bausch Health
BHC
$2.38B
$459K 0.11%
15,645
– –
MDT icon
152
Medtronic
MDT
$114B
$459K 0.11%
3,697
– –
MAIN icon
153
Main Street Capital
MAIN
$5.41B
$448K 0.11%
10,900
– –
LITE icon
154
Lumentum
LITE
$64.3B
$433K 0.1%
5,275
-2,150
-29% -$181K
WAT icon
155
Waters Corp
WAT
$40.5B
$429K 0.1%
1,240
– –
KKR icon
156
KKR & Co
KKR
$93.4B
$415K 0.1%
7,000
– –
KHC icon
157
Kraft Heinz
KHC
$29.4B
$407K 0.1%
9,988
-332
-3% -$14K
GILD icon
158
Gilead Sciences
GILD
$165B
$406K 0.1%
5,899
-71
-1% -$4.74K
CARR icon
159
Carrier Global
CARR
$52.4B
$403K 0.09%
8,282
+22
+0.3% +$983
HIG icon
160
Hartford Financial Services
HIG
$38.7B
$403K 0.09%
6,500
– –
KR icon
161
Kroger
KR
$34.6B
$402K 0.09%
10,500
– –
USB icon
162
US Bancorp
USB
$99.8B
$400K 0.09%
7,027
-100
-1% -$5.87K
ATVI
163
DELISTED
Activision Blizzard
ATVI
$397K 0.09%
4,155
– –
STX icon
164
Seagate
STX
$184B
$396K 0.09%
4,500
– –
IWO icon
165
iShares Russell 2000 Growth ETF
IWO
$14.9B
$390K 0.09%
1,250
– –
SPGI icon
166
S&P Global
SPGI
$121B
$384K 0.09%
935
-233
-20% -$89.5K
MTUM icon
167
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$382K 0.09%
2,202
-104
-5% -$17.6K
IWP icon
168
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$368K 0.09%
3,250
– –
GLOP
169
DELISTED
GASLOG PARTNERS LP
GLOP
$368K 0.09%
99,882
+40,000
+67% +$121K
LHCG
170
DELISTED
LHC Group LLC
LHCG
$366K 0.09%
1,830
– –
MO icon
171
Altria Group
MO
$110B
$346K 0.08%
7,265
+2,800
+63% +$138K
USMV icon
172
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$341K 0.08%
4,634
-10
-0.2% -$722
HI
173
DELISTED
Hillenbrand
HI
$340K 0.08%
7,713
– –
HPQ icon
174
HP
HPQ
$27.7B
$338K 0.08%
11,200
+4,100
+58% +$131K
YUMC icon
175
Yum China
YUMC
$16.5B
$338K 0.08%
5,100
– –
5 6
7
8 9

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YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
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TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Regent Investment Management held 218 positions worth $427M, up 7.4% from $397M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q2 2021 filing shows 14 new, 50 increased, 83 reduced and 8 closed positions. Its largest new stake was iShares Core Dividend Growth ETF: 23,317 shares worth $1.17M. The largest sale was Brown-Forman Class B, an estimated $3.03M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q2 2021 buy was iShares Core Dividend Growth ETF: 23,317 shares worth $1.17M.
  • Regent Investment Management added most to Block Inc in Q2 2021, an estimated $1.69M increase.
  • Regent Investment Management's biggest Q2 2021 reduction was Brown-Forman Class B, cutting an estimated $3.03M.
  • Regent Investment Management fully exited Churchill Downs in Q2 2021, selling an estimated $752K.
  • Regent Investment Management's ten largest holdings make up 35% of its $427M portfolio in Q2 2021.
  • Regent Investment Management opened 14 new positions and closed 8 in Q2 2021.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $427M.

Based on Regent Investment Management's 13F filing for Q2 2021, filed 16 Jul 2021.