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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
151
Gilead Sciences
GILD
$168B
$354K 0.1%
6,070
– –
EBAY icon
152
eBay
EBAY
$47.4B
$342K 0.09%
6,800
-1,700
-20% -$86.8K
IWP icon
153
iShares Russell Mid-Cap Growth ETF
IWP
$20.9B
$338K 0.09%
3,288
-6,750
-67% -$642K
KR icon
154
Kroger
KR
$34.6B
$333K 0.09%
10,500
– –
USB icon
155
US Bancorp
USB
$99.7B
$332K 0.09%
7,127
-607
-8% -$25.7K
CIEN icon
156
Ciena
CIEN
$54.9B
$322K 0.09%
6,087
– –
HIG icon
157
Hartford Financial Services
HIG
$38.4B
$318K 0.09%
6,500
– –
USMV icon
158
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$315K 0.09%
4,644
– –
WY icon
159
Weyerhaeuser
WY
$18.2B
$313K 0.09%
9,325
-1,000
-10% -$30.1K
CARR icon
160
Carrier Global
CARR
$52.6B
$312K 0.09%
8,260
-500
-6% -$18.1K
HI
161
DELISTED
Hillenbrand
HI
$307K 0.09%
7,713
– –
WAT icon
162
Waters Corp
WAT
$40.5B
$307K 0.09%
1,240
– –
AMGN icon
163
Amgen
AMGN
$224B
$305K 0.08%
1,325
-100
-7% -$23.1K
KKR icon
164
KKR & Co
KKR
$97.1B
$304K 0.08%
+7,500
New +$283K
MDT icon
165
Medtronic
MDT
$116B
$298K 0.08%
2,547
+300
+13% +$33K
YUMC icon
166
Yum China
YUMC
$16.2B
$291K 0.08%
5,100
– –
STX icon
167
Seagate
STX
$184B
$280K 0.08%
4,500
-600
-12% -$33.7K
ZBH icon
168
Zimmer Biomet
ZBH
$18.6B
$277K 0.08%
1,854
– –
CHWY icon
169
Chewy
CHWY
$9.37B
$276K 0.08%
+3,067
New +$224K
MCO icon
170
Moody's
MCO
$82.8B
$266K 0.07%
918
– –
NNN icon
171
NNN REIT
NNN
$8.71B
$264K 0.07%
6,451
– –
MXIM
172
DELISTED
Maxim Integrated Products
MXIM
$262K 0.07%
+2,950
New +$233K
ET icon
173
Energy Transfer Partners
ET
$71.3B
$260K 0.07%
42,045
-12,111
-22% -$73.3K
ENB icon
174
Enbridge
ENB
$113B
$250K 0.07%
7,821
– –
FTV icon
175
Fortive
FTV
$18.8B
$250K 0.07%
4,690
-914
-16% -$47K
5 6
7
8 9

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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.