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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+23.46%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$301M
AUM Growth
+$58.2M
Cap. Flow
+$6.94M
Cap. Flow %
2.31%
Top 10 Hldgs %
34.87%
Holding
198
New
19
Increased
54
Reduced
87
Closed
12

Top Buys

Rank Stock Value
1
TTC icon
Toro Company
TTC
+$2.13M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.12M
3
BF.B icon
Brown-Forman Class B
BF.B
+$1.78M
4
FISV
Fiserv Inc
FISV
+$1.38M
5
PM icon
Philip Morris
PM
+$741K

Top Sells

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$1.72M
2
PPLI
People Inc
PPLI
+$713K
3
BABA icon
Alibaba
BABA
+$639K
4
AAPL icon
Apple
AAPL
+$566K
5
BAC icon
Bank of America
BAC
+$538K

Sector Composition

Rank Sector Weight
1 Technology 22.34%
2 Healthcare 20.39%
3 Communication Services 13.92%
4 Financials 12.35%
5 Consumer Staples 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
151
Moody's
MCO
$82.8B
$313K 0.1%
1,141
– –
HIG icon
152
Hartford Financial Services
HIG
$38.7B
$301K 0.1%
7,800
+300
+4% +$11.4K
XLK icon
153
State Street Technology Select Sector SPDR ETF
XLK
$122B
$299K 0.1%
+5,726
New +$269K
YUMC icon
154
Yum China
YUMC
$16.5B
$293K 0.1%
6,100
-1,350
-18% -$63.7K
AMZA icon
155
InfraCap MLP ETF
AMZA
$473M
$286K 0.1%
16,450
-98,050
-86% -$1.72M
EQX icon
156
Equinox Gold
EQX
$13.5B
$280K 0.09%
+25,000
New +$224K
USMV icon
157
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$279K 0.09%
4,604
+90
+2% +$5.34K
DAL icon
158
Delta Air Lines
DAL
$58.7B
$272K 0.09%
9,700
-5,805
-37% -$148K
ENB icon
159
Enbridge
ENB
$112B
$268K 0.09%
8,805
-2,559
-23% -$78.6K
IWO icon
160
iShares Russell 2000 Growth ETF
IWO
$14.9B
$259K 0.09%
+1,250
New +$234K
STX icon
161
Seagate
STX
$182B
$247K 0.08%
5,100
+300
+6% +$15.1K
ARI
162
Apollo Commercial Real Estate
ARI
$871M
$239K 0.08%
24,400
-10,000
-29% -$84.9K
FTV icon
163
Fortive
FTV
$18.6B
$239K 0.08%
+5,604
New +$219K
SHW icon
164
Sherwin-Williams
SHW
$88.1B
$236K 0.08%
+1,227
New +$221K
BIDU icon
165
Baidu
BIDU
$37.1B
$233K 0.08%
+1,945
New +$208K
TDF
166
Templeton Dragon Fund
TDF
$281M
$232K 0.08%
11,500
-1,000
-8% -$18.5K
MO icon
167
Altria Group
MO
$109B
$230K 0.08%
5,865
+300
+5% +$11.7K
EEM icon
168
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$225K 0.07%
5,629
-650
-10% -$24.3K
WAT icon
169
Waters Corp
WAT
$40.4B
$224K 0.07%
1,240
– –
NNN icon
170
NNN REIT
NNN
$8.8B
$218K 0.07%
+6,151
New +$201K
ZBH icon
171
Zimmer Biomet
ZBH
$18.7B
$215K 0.07%
+1,854
New +$214K
TSCO icon
172
Tractor Supply
TSCO
$18B
$213K 0.07%
+8,100
New +$177K
HI
173
DELISTED
Hillenbrand
HI
$209K 0.07%
+7,713
New +$175K
SCHW
174
Charles Schwab
SCHW
$188B
$208K 0.07%
6,175
-400
-6% -$14.3K
LITE icon
175
Lumentum
LITE
$63.3B
$204K 0.07%
+2,500
New +$190K
4 5 6
7
8

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MPAM
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Regent Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Regent Investment Management held 198 positions worth $301M, up 24% from $243M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q2 2020 filing shows 19 new, 54 increased, 87 reduced and 12 closed positions. Its largest new stake was Toro Company: 32,380 shares worth $2.15M. The largest sale was InfraCap MLP ETF, an estimated $1.72M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q2 2020 buy was Toro Company: 32,380 shares worth $2.15M.
  • Regent Investment Management added most to Johnson & Johnson in Q2 2020, an estimated $2.12M increase.
  • Regent Investment Management's biggest Q2 2020 reduction was InfraCap MLP ETF, cutting an estimated $1.72M.
  • Regent Investment Management fully exited Maxim Integrated Products in Q2 2020, selling an estimated $284K.
  • Regent Investment Management's ten largest holdings make up 35% of its $301M portfolio in Q2 2020.
  • Regent Investment Management opened 19 new positions and closed 12 in Q2 2020.
  • Regent Investment Management's portfolio value rose 24% quarter-over-quarter to $301M.

Based on Regent Investment Management's 13F filing for Q2 2020, filed 29 Jul 2020.