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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
151
Moody's
MCO
$82.5B
$241K 0.1%
1,141
– –
STX icon
152
Seagate
STX
$186B
$234K 0.1%
4,800
+300
+7% +$16K
QUAL icon
153
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$232K 0.1%
2,860
+255
+10% +$24.3K
WAT icon
154
Waters Corp
WAT
$40.7B
$226K 0.09%
1,240
– –
SCHW
155
Charles Schwab
SCHW
$186B
$221K 0.09%
6,575
-600
-8% -$25.2K
LRFC
156
DELISTED
Logan Ridge Finance Corp
LRFC
$219K 0.09%
11,658
-167
-1% -$7.29K
DD icon
157
DuPont de Nemours
DD
$19.5B
$216K 0.09%
5,057
-2,084
-29% -$128K
MO icon
158
Altria Group
MO
$109B
$215K 0.09%
5,565
+300
+6% +$13.3K
EEM icon
159
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$214K 0.09%
6,279
-1,000
-14% -$41K
TDF
160
Templeton Dragon Fund
TDF
$278M
$213K 0.09%
12,500
– –
TTWO icon
161
Take-Two Interactive
TTWO
$46.8B
$213K 0.09%
1,800
-200
-10% -$23.6K
UAL icon
162
United Airlines
UAL
$41B
$210K 0.09%
6,650
-2,040
-23% -$135K
RDS.B
163
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$209K 0.09%
6,410
-2,700
-30% -$127K
MAIN icon
164
Main Street Capital
MAIN
$5.52B
$207K 0.09%
+10,100
New +$378K
SBUX icon
165
Starbucks
SBUX
$122B
$205K 0.08%
3,114
– –
LNC icon
166
Lincoln National
LNC
$8.51B
$203K 0.08%
7,700
-100
-1% -$4.75K
GPC icon
167
Genuine Parts
GPC
$18.6B
$202K 0.08%
3,000
– –
NWL icon
168
Newell Brands
NWL
$2.62B
$138K 0.06%
10,400
-200
-2% -$3.44K
GE icon
169
GE Aerospace
GE
$382B
$119K 0.05%
2,998
– –
NLY icon
170
Annaly Capital Management
NLY
$17.4B
$108K 0.04%
5,318
-225
-4% -$7.91K
JBLU icon
171
JetBlue
JBLU
$2.19B
$100K 0.04%
+11,150
New +$185K
BMY.RT
172
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$91K 0.04%
23,958
-11,670
-33% -$38.4K
PAA icon
173
Plains All American Pipeline
PAA
$16.3B
$87K 0.04%
16,500
-1,700
-9% -$23.3K
COTY icon
174
Coty
COTY
$2.48B
$75K 0.03%
14,527
-100
-0.7% -$939
GLOP
175
DELISTED
GASLOG PARTNERS LP
GLOP
$74K 0.03%
+33,500
New +$243K
5 6
7
8 9

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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.